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FIM

Frontier Investment Management Portfolio holdings

AUM $1.62B
1-Year Est. Return 1.86%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
-1.86%
3 Year Est. Return
+16.37%
5 Year Est. Return
+38.36%
10 Year Est. Return
–
AUM
$11.4B
AUM Growth
+$10.6B
Cap. Flow
+$325M
Cap. Flow %
2.86%
Top 10 Hldgs %
49.43%
Holding
237
New
30
Increased
84
Reduced
57
Closed
25

Top Buys

Rank Stock Value
1
SDOG icon
ALPS Sector Dividend Dogs ETF
SDOG
+$23.7M
2
AGN
Allergan Inc
AGN
+$18.2M
3
CVS icon
CVS Health
CVS
+$9.62M
4
GM
GEN MOTORS CORP
GM
+$5.64M
5
LNG icon
Cheniere Energy
LNG
+$5.52M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.58M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.55M
3
PXD
Pioneer Natural Resource Co.
PXD
+$7.31M
4
EXC icon
Exelon
EXC
+$5.77M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.42M

Sector Composition

Rank Sector Weight
1 Energy 16.03%
2 Financials 10.9%
3 Technology 6.58%
4 Healthcare 5.88%
5 Communication Services 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
26
DELISTED
Allergan Inc
AGN
$93.7M 0.82%
40,664
+7,906
+24% +$18.2M
CVS icon
27
CVS Health
CVS
$133B
$90.7M 0.8%
+101,961
New +$9.62M
GLPI icon
28
Gaming and Leisure Properties
GLPI
$12.7B
$82.6M 0.73%
246,897
+4,321
+2% +$150K
SABA
29
Saba Capital Income & Opportunities Fund II
SABA
$223M
$81.9M 0.72%
656,460
+35,647
+6% +$455K
DOV icon
30
Dover
DOV
$27.6B
$81.6M 0.72%
137,199
+7,802
+6% +$451K
MCY icon
31
Mercury Insurance
MCY
$5.93B
$79.8M 0.7%
145,522
+5,887
+4% +$318K
SCHE icon
32
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$79.3M 0.7%
343,886
-13,638
-4% -$308K
WFC.PRQ
33
DELISTED
Wells Fargo & Co.
WFC.PRQ
$78.4M 0.69%
293,025
+10,799
+4% +$301K
GBDC icon
34
Golub Capital BDC
GBDC
$3.34B
$74M 0.65%
407,029
+15,989
+4% +$293K
RSPM icon
35
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$73.8M 0.65%
424,190
+28,310
+7% +$492K
TTE icon
36
TotalEnergies
TTE
$195B
$73.1M 0.64%
153,152
+8,717
+6% +$417K
GS.PRJ
37
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$72.3M 0.64%
269,828
+11,018
+4% +$296K
ALL.PRB icon
38
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$511M
$71.1M 0.63%
260,441
+9,835
+4% +$272K
MFA.PRB
39
MFA Financial 7.50% Series B Preferred Stock
MFA.PRB
$166M
$69.1M 0.61%
268,934
+16,338
+6% +$416K
CMO.PRE
40
DELISTED
Capstead Mortgage Corporation 7.50% Series E Cumulative Redeemable Preferred Stock
CMO.PRE
$69M 0.61%
271,939
+16,335
+6% +$415K
TFCFA
41
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$67.6M 0.6%
279,205
+92,623
+50% +$2.37M
RGC
42
DELISTED
Regal Entertainment Group
RGC
$62.4M 0.55%
286,942
+12,733
+5% +$280K
AXS.PRD.CL
43
DELISTED
AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D Called for Redemption
AXS.PRD.CL
$61.1M 0.54%
233,568
-835
-0.4% -$22.2K
RSP icon
44
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$58.3M 0.51%
69,696
-102,744
-60% -$8.55M
LNG icon
45
Cheniere Energy
LNG
$55.2B
$57.1M 0.5%
+130,945
New +$5.52M
PDT
46
John Hancock Premium Dividend Fund
PDT
$634M
$55.9M 0.49%
341,041
+814
+0.2% +$13.8K
T icon
47
AT&T
T
$159B
$55.5M 0.49%
180,952
-39,836
-18% -$1.26M
AEP icon
48
American Electric Power
AEP
$69.6B
$54.3M 0.48%
84,591
+4,471
+6% +$301K
RAI
49
DELISTED
Reynolds American Inc
RAI
$54.3M 0.48%
115,134
+3,803
+3% +$191K
UVE icon
50
Universal Insurance Holdings
UVE
$1.22B
$53.8M 0.47%
213,600
+1,500
+0.7% +$33.6K
1
2
3 4 5

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IC
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SCRM
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I
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MC
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FTI
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AWM
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ACC
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Frontier Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Frontier Investment Management held 237 positions worth $11.4B, up 1,316% from $802M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Frontier Investment Management's Q3 2016 filing shows 30 new, 84 increased, 57 reduced and 25 closed positions. Its largest new stake was ALPS Sector Dividend Dogs ETF: 571,465 shares worth $238M. The largest sale was Schwab US Dividend Equity ETF, an estimated $9.58M.

By sector, the portfolio is most concentrated in Energy at 16% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Frontier Investment Management's largest Q3 2016 buy was ALPS Sector Dividend Dogs ETF: 571,465 shares worth $238M.
  • Frontier Investment Management added most to Allergan Inc in Q3 2016, an estimated $18.2M increase.
  • Frontier Investment Management's biggest Q3 2016 reduction was Schwab US Dividend Equity ETF, cutting an estimated $9.58M.
  • Frontier Investment Management fully exited Exelon in Q3 2016, selling an estimated $5.77M.
  • Frontier Investment Management's ten largest holdings make up 49% of its $11.4B portfolio in Q3 2016.
  • Frontier Investment Management opened 30 new positions and closed 25 in Q3 2016.
  • Frontier Investment Management's portfolio value rose 1,316% quarter-over-quarter to $11.4B.

Based on Frontier Investment Management's 13F filing for Q3 2016, filed 8 Nov 2016.