FIM

Frontier Investment Management Portfolio holdings

AUM $1.61B
1-Year Est. Return 1.86%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.32B
AUM Growth
-$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$52.3M
2
+$38.7M
3
+$31.9M
4
USB icon
US Bancorp
USB
+$25.3M
5
RTX icon
RTX Corp
RTX
+$22.7M

Top Sells

1
+$44.4M
2
+$36.4M
3
+$22.4M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$19.7M
5
CIM.PRA
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
+$18.8M

Sector Composition

1 Financials 20.76%
2 Technology 14.73%
3 Energy 10.5%
4 Communication Services 9.1%
5 Consumer Discretionary 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYG
301
Tortoise Energy Infrastructure Corp
TYG
$983M
– –
-5,386
UBER icon
302
Uber
UBER
$146B
– –
-12,112
UNP icon
303
Union Pacific
UNP
$145B
– –
-1,519
UPS icon
304
United Parcel Service
UPS
$83.4B
– –
-34,513
USMV icon
305
iShares MSCI USA Min Vol Factor ETF
USMV
$22.7B
– –
-3,894
USRT icon
306
iShares Core US REIT ETF
USRT
$3.52B
– –
-3,676
VBK icon
307
Vanguard Small-Cap Growth ETF
VBK
$20.5B
– –
-1,106
VBR icon
308
Vanguard Small-Cap Value ETF
VBR
$32.7B
– –
-1,826
VFC icon
309
VF Corp
VFC
$6.6B
– –
-3,483
WFC.PRQ
310
DELISTED
Wells Fargo & Co.
WFC.PRQ
– –
-816,785
BKI
311
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-4,003
GWPH
312
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,400
CXO
313
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-4,000
AMTD
314
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-5,520
RTN
315
DELISTED
Raytheon Company
RTN
– –
-1,056
ADT
316
DELISTED
ADT Corp
ADT
– –
-15,000
CEFL
317
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
– –
-35,195
AGN
318
DELISTED
Allergan Inc
AGN
– –
-1,210
9 10 11 12
13