FIM

Frontier Investment Management Portfolio holdings

AUM $1.61B
1-Year Est. Return 1.86%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.32B
AUM Growth
-$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$52.3M
2
+$38.7M
3
+$31.9M
4
USB icon
US Bancorp
USB
+$25.3M
5
RTX icon
RTX Corp
RTX
+$22.7M

Top Sells

1
+$44.4M
2
+$36.4M
3
+$22.4M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$19.7M
5
CIM.PRA
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
+$18.8M

Sector Composition

1 Financials 20.76%
2 Technology 14.73%
3 Energy 10.5%
4 Communication Services 9.1%
5 Consumer Discretionary 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
251
Aegon
AEG
$11.1B
$52K ﹤0.01%
22,484
+11,380
MTL
252
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$36K ﹤0.01%
+25,000
ALR
253
DELISTED
AlerisLife Inc
ALR
$28K ﹤0.01%
+10,000
AQST icon
254
Aquestive Therapeutics
AQST
$504M
$24K ﹤0.01%
+11,000
JCP
255
DELISTED
J.C. Penney Company, Inc.
JCP
$10K ﹤0.01%
26,500
+1,000
CATX icon
256
Perspective Therapeutics
CATX
$502M
$10K ﹤0.01%
1,800
AFL icon
257
Aflac
AFL
$56.9B
– –
-5,701
AYR
258
DELISTED
Aircastle Ltd
AYR
– –
-13,501
BRY
259
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-155,250
ES
260
DELISTED
ENERGYSOLUTIONS INC. COM
ES
– –
-4,376
FNM
261
DELISTED
FANNIE MAE
FNM
– –
-30,000
DCP
262
DELISTED
DYNCORP INTERNATIONAL INC CL-A
DCP
– –
-16,100
GM
263
DELISTED
GEN MOTORS CORP
GM
– –
-995,837
DISH
264
DELISTED
DISH Network Corp.
DISH
– –
-7,382
KMI
265
DELISTED
KINDER MORGAN,INC
KMI
– –
-83,874
GS.PRJ
266
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-734,267
CIM.PRA
267
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
$122M
– –
-711,889
ALL.PRB icon
268
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$513M
– –
-536,213
AMLP icon
269
Alerian MLP ETF
AMLP
$12.1B
– –
-2,014
BIDU icon
270
Baidu
BIDU
$37.8B
– –
-3,982
CATY icon
271
Cathay General Bancorp
CATY
$3.39B
– –
-8,913
CFR icon
272
Cullen/Frost Bankers
CFR
$8.72B
– –
-3,005
CNP icon
273
CenterPoint Energy
CNP
$28.6B
– –
-8,593
DEO icon
274
Diageo
DEO
$40.8B
– –
-1,195
EAF icon
275
GrafTech
EAF
$173M
– –
-2,371
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