FIM

Frontier Investment Management Portfolio holdings

AUM $1.61B
1-Year Return 1.93%
This Quarter Return
-23.57%
1 Year Return
-1.93%
3 Year Return
+16.06%
5 Year Return
+36.24%
10 Year Return
–
AUM
$1.32B
AUM Growth
-$402M
Cap. Flow
-$40.9M
Cap. Flow %
-3.1%
Top 10 Hldgs %
37.04%
Holding
343
New
26
Increased
103
Reduced
94
Closed
85

Top Buys

1
GM icon
General Motors
GM
$35.6M
2
DIS icon
Walt Disney
DIS
$29.5M
3
USB icon
US Bancorp
USB
$18.1M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$17M
5
WRK
WestRock Company
WRK
$16.6M

Top Sells

1
GM
GEN MOTORS CORP
GM
$36.4M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$35.1M
3
WFC.PRQ
Wells Fargo & Co.
WFC.PRQ
$22.4M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$19.7M
5
CIM.PRA
Chimera Investment Corporation 8.00% Series A Cumulative Redeemable Preferred Stock
CIM.PRA
$18.8M

Sector Composition

1 Financials 20.76%
2 Technology 14.73%
3 Energy 10.5%
4 Communication Services 9.1%
5 Consumer Discretionary 6.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AEG icon
251
Aegon
AEG
$11.9B
$52K ﹤0.01%
22,484
+11,380
+102% +$26.3K
MTL
252
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$36K ﹤0.01%
+25,000
New +$36K
ALR
253
DELISTED
AlerisLife Inc. Common Stock
ALR
$28K ﹤0.01%
+10,000
New +$28K
AQST icon
254
Aquestive Therapeutics
AQST
$612M
$24K ﹤0.01%
+11,000
New +$24K
CATX icon
255
Perspective Therapeutics
CATX
$263M
$10K ﹤0.01%
1,800
– –
JCP
256
DELISTED
J.C. Penney Company, Inc.
JCP
$10K ﹤0.01%
26,500
+1,000
+4% +$377
AFL icon
257
Aflac
AFL
$58.1B
– –
-5,701
Closed -$302K
ALL.PRB icon
258
Allstate Corp 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053
ALL.PRB
$521M
– –
-536,213
Closed -$14.3M
AMLP icon
259
Alerian MLP ETF
AMLP
$10.6B
– –
-2,014
Closed -$86K
BIDU icon
260
Baidu
BIDU
$33.8B
– –
-3,982
Closed -$503K
CATY icon
261
Cathay General Bancorp
CATY
$3.48B
– –
-8,913
Closed -$339K
CFR icon
262
Cullen/Frost Bankers
CFR
$8.38B
– –
-3,005
Closed -$294K
CIM.PRA
263
Chimera Investment Corporation 8.00% Series A Cumulative Redeemable Preferred Stock
CIM.PRA
$129M
– –
-711,889
Closed -$18.8M
CNP icon
264
CenterPoint Energy
CNP
$24.5B
– –
-8,593
Closed -$234K
DEO icon
265
Diageo
DEO
$61B
– –
-1,195
Closed -$201K
EAF icon
266
GrafTech
EAF
$239M
– –
-2,371
Closed -$275K
EOG icon
267
EOG Resources
EOG
$66.4B
– –
-6,806
Closed -$570K
EXPE icon
268
Expedia Group
EXPE
$26.8B
– –
-4,096
Closed -$443K
FE icon
269
FirstEnergy
FE
$25.1B
– –
-360,467
Closed -$17.5M
GDXJ icon
270
VanEck Junior Gold Miners ETF
GDXJ
$6.82B
– –
-5,381
Closed -$227K
IAC icon
271
IAC Inc
IAC
$2.95B
– –
-21,872
Closed -$974K
LUMN icon
272
Lumen
LUMN
$5.1B
– –
-438,837
Closed -$5.8M
MA icon
273
Mastercard
MA
$538B
– –
-889
Closed -$265K
MAIN icon
274
Main Street Capital
MAIN
$5.96B
– –
-4,656
Closed -$201K
MGM icon
275
MGM Resorts International
MGM
$10.1B
– –
-15,160
Closed -$504K
9 10
11
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