FIM

Frontier Investment Management Portfolio holdings

AUM $1.61B
1-Year Est. Return 1.86%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.32B
AUM Growth
-$402M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$52.3M
2
+$38.7M
3
+$31.9M
4
USB icon
US Bancorp
USB
+$25.3M
5
RTX icon
RTX Corp
RTX
+$22.7M

Top Sells

1
+$44.4M
2
+$36.4M
3
+$22.4M
4
GS.PRJ
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
+$19.7M
5
CIM.PRA
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
+$18.8M

Sector Composition

1 Financials 20.76%
2 Technology 14.73%
3 Energy 10.5%
4 Communication Services 9.1%
5 Consumer Discretionary 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
251
Aegon
AEG
$12.8B
$52K ﹤0.01%
22,484
+11,380
MTL
252
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$36K ﹤0.01%
+25,000
ALR
253
DELISTED
AlerisLife Inc
ALR
$28K ﹤0.01%
+10,000
AQST icon
254
Aquestive Therapeutics
AQST
$493M
$24K ﹤0.01%
+11,000
CATX icon
255
Perspective Therapeutics
CATX
$411M
$10K ﹤0.01%
1,800
JCP
256
DELISTED
J.C. Penney Company, Inc.
JCP
$10K ﹤0.01%
26,500
+1,000
CIM.PRA
257
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
$126M
– –
-711,889
CNP icon
258
CenterPoint Energy
CNP
$27.3B
– –
-8,593
DEO icon
259
Diageo
DEO
$44.1B
– –
-1,195
EAF icon
260
GrafTech
EAF
$290M
– –
-2,371
PDT
261
John Hancock Premium Dividend Fund
PDT
$631M
– –
-10,165
SBUX icon
262
Starbucks
SBUX
$109B
– –
-4,341
SCZ icon
263
iShares MSCI EAFE Small-Cap ETF
SCZ
$14.7B
– –
-3,740
SENS icon
264
Senseonics Holdings Inc
SENS
$359M
– –
-1,500
SPLV icon
265
Invesco S&P 500 Low Volatility ETF
SPLV
$6.86B
– –
-4,753
STT icon
266
State Street
STT
$44.2B
– –
-2,810
TCRT icon
267
Alaunos Therapeutics
TCRT
$6.72M
– –
0
TFC icon
268
Truist Financial
TFC
$60B
– –
-6,909
TJX icon
269
TJX Companies
TJX
$170B
– –
-4,335
TLT icon
270
iShares 20+ Year Treasury Bond ETF
TLT
$43.3B
– –
0
TYG
271
Tortoise Energy Infrastructure Corp
TYG
$955M
– –
-5,386
UBER icon
272
Uber
UBER
$146B
– –
-12,112
UNP icon
273
Union Pacific
UNP
$157B
– –
-1,519
UPS icon
274
United Parcel Service
UPS
$92.6B
– –
-34,513
USMV icon
275
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
– –
-3,894
9 10
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