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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+4.37%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$9.51M
Cap. Flow %
4.06%
Top 10 Hldgs %
44.53%
Holding
97
New
24
Increased
23
Reduced
30
Closed
19

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.8M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.94M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$8.75M
4
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$8.68M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$8.66M

Top Sells

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$15.9M
2
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$14.5M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$9.83M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.61M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.65M

Sector Composition

Rank Sector Weight
1 Financials 1.33%
2 Consumer Staples 1%
3 Healthcare 1%
4 Technology 0.79%
5 Energy 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
51
Abbott
ABT
$180B
$732K 0.31%
17,298
-68,161
-80% -$2.92M
VOD icon
52
Vodafone
VOD
$34.9B
$724K 0.31%
24,846
-83,964
-77% -$2.56M
FXN icon
53
First Trust Energy AlphaDEX Fund
FXN
$398M
$709K 0.3%
45,989
-1,813
-4% -$26.9K
FXU icon
54
First Trust Utilities AlphaDEX Fund
FXU
$840M
$680K 0.29%
26,228
-256
-1% -$6.83K
FXD icon
55
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$672K 0.29%
19,060
-2,221
-10% -$78.8K
XLP icon
56
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$666K 0.28%
12,515
-1,225
-9% -$66.7K
UPS icon
57
United Parcel Service
UPS
$97.6B
$602K 0.26%
5,506
-23,317
-81% -$2.55M
PUK icon
58
Prudential
PUK
$36.5B
$592K 0.25%
17,087
-4,243
-20% -$146K
M icon
59
Macy's
M
$6.15B
$534K 0.23%
+14,421
New +$523K
MGA icon
60
Magna International
MGA
$17.9B
$523K 0.22%
+12,179
New +$480K
BP icon
61
BP
BP
$113B
$520K 0.22%
+17,584
New +$510K
BT
62
DELISTED
BT Group plc (ADR)
BT
$502K 0.21%
+19,745
New +$517K
RDS.A
63
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$500K 0.21%
+9,986
New +$510K
GDX icon
64
VanEck Gold Miners ETF
GDX
$23B
$498K 0.21%
18,855
+11,205
+146% +$322K
VLO icon
65
Valero Energy
VLO
$89.8B
$482K 0.21%
+9,095
New +$485K
IWM icon
66
iShares Russell 2000 ETF
IWM
$80.9B
$452K 0.19%
3,643
-49
-1% -$5.96K
BA icon
67
Boeing
BA
$165B
$432K 0.18%
3,278
-12,061
-79% -$1.59M
PFF icon
68
iShares Preferred and Income Securities ETF
PFF
$13.2B
$382K 0.16%
9,669
+585
+6% +$23.3K
EMN icon
69
Eastman Chemical
EMN
$7.8B
$346K 0.15%
+5,119
New +$344K
DD icon
70
DuPont de Nemours
DD
$18.6B
$331K 0.14%
+2,520
New +$336K
SLRC icon
71
SLR Investment Corp
SLRC
$706M
$267K 0.11%
13,012
-7,577
-37% -$152K
NMFC icon
72
New Mountain Finance
NMFC
$646M
$250K 0.11%
18,203
-10,665
-37% -$146K
GOOD
73
Gladstone Commercial Corp
GOOD
$627M
$241K 0.1%
12,924
-7,560
-37% -$136K
STWD icon
74
Starwood Property Trust
STWD
$6.12B
$225K 0.1%
9,974
-5,803
-37% -$128K
ARI
75
Apollo Commercial Real Estate
ARI
$887M
$186K 0.08%
11,385
-6,492
-36% -$107K
1 2
3
4

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GD
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KOCAA
Knights of Columbus Asset Advisors New Haven, Connecticut $1.77B AUM 31.28% 1-Year Est. Return
BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return
CGH
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SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
UF
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OAM
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Founders Financial Securities's Q3 2016 Portfolio in Review

As of Q3 2016, Founders Financial Securities held 97 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Founders Financial Securities deployed $9.51M of net new capital in Q3 2016, opening 24 new positions and adding to 23 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 350,962 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, down from 3.4% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $3.12M trimmed.

  • Founders Financial Securities's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 350,962 shares worth $13.1M.
  • Founders Financial Securities added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $8.66M increase.
  • Founders Financial Securities's biggest Q3 2016 reduction was Apple, cutting an estimated $3.12M.
  • Founders Financial Securities fully exited iShares S&P 500 Value ETF in Q3 2016, selling an estimated $15.9M.
  • Founders Financial Securities's ten largest holdings make up 45% of its $234M portfolio in Q3 2016.
  • Founders Financial Securities opened 24 new positions and closed 19 in Q3 2016.
  • Founders Financial Securities's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Founders Financial Securities's 13F filing for Q3 2016, filed 7 Oct 2016.