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FFS

Founders Financial Securities Portfolio holdings

AUM $1.77B
1-Year Est. Return 17.63%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
+17.63%
3 Year Est. Return
+52.27%
5 Year Est. Return
+61.65%
10 Year Est. Return
+226.1%
AUM
$296M
AUM Growth
-$17.8M
Cap. Flow
-$33M
Cap. Flow %
-11.15%
Top 10 Hldgs %
40.59%
Holding
155
New
24
Increased
69
Reduced
27
Closed
35

Top Buys

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.48M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$4.63M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.3M
4
EZU icon
iShare MSCI Eurozone ETF
EZU
+$4.03M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$3.65M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.09M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$6.69M
4
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.69M

Sector Composition

Rank Sector Weight
1 Healthcare 2.82%
2 Technology 2.46%
3 Financials 1.58%
4 Energy 1.53%
5 Consumer Staples 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYG icon
26
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$3.37M 1.14%
80,298
-166,878
-68% -$6.69M
FTA icon
27
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$3.25M 1.1%
57,427
-26,443
-32% -$1.42M
SPAB icon
28
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$2.82M 0.95%
95,930
+3,610
+4% +$106K
DGRO icon
29
iShares Core Dividend Growth ETF
DGRO
$42.6B
$2.56M 0.87%
60,891
-116,015
-66% -$4.69M
XSLV icon
30
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$2.45M 0.83%
48,170
+3,203
+7% +$160K
EFAV icon
31
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$2.4M 0.81%
32,170
+14,156
+79% +$1.05M
VSS icon
32
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$2.4M 0.81%
21,571
-470
-2% -$50.2K
SHY icon
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.36M 0.8%
27,897
+2,721
+11% +$231K
IJH icon
34
iShares Core S&P Mid-Cap ETF
IJH
$123B
$2.28M 0.77%
55,430
+5,720
+12% +$227K
AAPL icon
35
Apple
AAPL
$4.89T
$2.13M 0.72%
29,052
+3,108
+12% +$200K
IWR icon
36
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.86M 0.63%
31,225
-8,837
-22% -$507K
HYG icon
37
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.81M 0.61%
20,601
+1,715
+9% +$149K
XOM icon
38
ExxonMobil
XOM
$651B
$1.58M 0.53%
22,611
+1,623
+8% +$112K
PFF icon
39
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.51M 0.51%
40,064
+4,395
+12% +$164K
HD icon
40
Home Depot
HD
$332B
$1.47M 0.5%
6,723
+186
+3% +$42.1K
MUB icon
41
iShares National Muni Bond ETF
MUB
$45.1B
$1.42M 0.48%
12,476
+1,413
+13% +$161K
PG icon
42
Procter & Gamble
PG
$343B
$1.4M 0.47%
11,225
+302
+3% +$37K
BMY icon
43
Bristol-Myers Squibb
BMY
$127B
$1.36M 0.46%
21,141
+123
+0.6% +$7.04K
JNJ icon
44
Johnson & Johnson
JNJ
$635B
$1.35M 0.46%
9,264
+542
+6% +$73.5K
AMGN icon
45
Amgen
AMGN
$203B
$1.33M 0.45%
5,528
-17
-0.3% -$3.75K
LMT icon
46
Lockheed Martin
LMT
$134B
$1.28M 0.43%
3,287
-7
-0.2% -$2.69K
MDT icon
47
Medtronic
MDT
$107B
$1.24M 0.42%
10,896
+2
+0% +$219
RSP icon
48
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.22M 0.41%
10,528
+1,685
+19% +$187K
AGGY icon
49
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$1.21M 0.41%
23,096
+678
+3% +$35.4K
ALL icon
50
Allstate
ALL
$66.9B
$1.14M 0.38%
10,121
+24
+0.2% +$2.62K
1
2
3 4 5

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GD
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KOCAA
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BCMIO
Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return
CGH
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SW
Simplicity Wealth Summit, New Jersey $1.76B AUM 20.49% 1-Year Est. Return
UF
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OAM
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Founders Financial Securities's Q4 2019 Portfolio in Review

As of Q4 2019, Founders Financial Securities held 155 positions worth $296M, down 5.7% from $314M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Founders Financial Securities withdrew a net $33M in Q4 2019, closing 35 positions and reducing 27 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $7.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.8% of assets, up from 2.1% a quarter earlier, followed by Technology and Financials.

Against the trend, Founders Financial Securities opened a new position in State Street SPDR Portfolio Emerging Markets ETF worth $6.76M.

  • Founders Financial Securities's largest Q4 2019 buy was State Street SPDR Portfolio Emerging Markets ETF: 179,917 shares worth $6.76M.
  • Founders Financial Securities added most to State Street SPDR Portfolio Developed World ex-US ETF in Q4 2019, an estimated $4.63M increase.
  • Founders Financial Securities's biggest Q4 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $6.69M.
  • Founders Financial Securities fully exited Invesco QQQ Trust in Q4 2019, selling an estimated $7.1M.
  • Founders Financial Securities's ten largest holdings make up 41% of its $296M portfolio in Q4 2019.
  • Founders Financial Securities opened 24 new positions and closed 35 in Q4 2019.
  • Founders Financial Securities's portfolio value fell 5.7% quarter-over-quarter to $296M.

Based on Founders Financial Securities's 13F filing for Q4 2019, filed 11 Feb 2020.