Forward Management’s Umpqua Holdings Corp UMPQ Stock Holding History

Forward Management’s Portfolio UMPQ Stock Details UMPQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-330	Closed	-$5K	–	230
2016 Q2	$5K	Hold	330	–	–	﹤0.01%	217
2016 Q1	$5K	Hold	330	–	–	﹤0.01%	243
2015 Q4	$5K	Hold	330	–	–	﹤0.01%	256
2015 Q3	$5K	Hold	330	–	–	﹤0.01%	261
2015 Q2	$6K	Sell	330 -15,000	-98%	-$265K	﹤0.01%	311
2015 Q1	$264K	Sell	15,330 -36,483	-70%	-$602K	0.02%	289
2014 Q4	$881K	Buy	51,813 +6,154	+13%	+$104K	0.05%	177
2014 Q3	$752K	Buy	45,659 +338	+0.7%	+$5.81K	0.05%	194
2014 Q2	$812K	Buy	45,321 +30,321	+202%	+$527K	0.05%	173
2014 Q1	$280K	Hold	15,000	–	–	0.02%	270
2013 Q4	$287K	Buy	+15,000	New	+$263K	0.02%	281

Other funds holding UMPQ

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ACM

Atlanta Capital Management Atlanta, Georgia $22.5B AUM 9.67% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

PIM

Perkins Investment Management Chicago, Illinois $8.09B AUM 25.47% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Forward Management's UMPQ Position: Q3 2016 in Review

Forward Management sold out of Umpqua Holdings Corp (UMPQ) in Q3 2016, closing a stake of 330 shares — an estimated $5K sold.

Forward Management first reported a position in UMPQ in Q4 2013 and held it in 11 quarters. The position peaked at $881K in Q4 2014. 302 funds tracked by Wall St. Rank hold UMPQ as of Q3 2016.

Forward Management reported no remaining Umpqua Holdings Corp position as of Q3 2016 after selling out during the quarter.
Forward Management sold 330 Umpqua Holdings Corp shares in Q3 2016, an estimated $5K.
Forward Management first reported a position in Umpqua Holdings Corp in Q4 2013 and held it in 11 quarters.
Forward Management's Umpqua Holdings Corp position peaked at $881K in Q4 2014.
302 funds tracked by Wall St. Rank held Umpqua Holdings Corp as of Q3 2016.

Based on Forward Management's 13F filing for Q3 2016, filed 4 Nov 2016.