Forward Management’s LifeLock, Inc. LOCK Stock Holding History

Forward Management’s Portfolio LOCK Stock Details LOCK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-20,000	Closed	-$279K	–	429
2014 Q2	$279K	Sell	20,000 -7,500	-27%	-$103K	0.02%	267
2014 Q1	$506K	Buy	+27,500	New	+$537K	0.03%	226

Other funds holding LOCK

DVC

Deer VI & Co Larchmont, New York $2.23M AUM 9.32% 1-Year Est. Return

OFM

Okumus Fund Management Grand Cayman, Cayman Islands $48.7M AUM 70.39% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

PGP

Prescott General Partners Boca Raton, Florida $1.37B AUM 23.81% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Forward Management's LOCK Position: Q3 2014 in Review

Forward Management sold out of LifeLock, Inc. (LOCK) in Q3 2014, closing a stake of 20,000 shares — an estimated $279K sold.

Forward Management first reported a position in LOCK in Q1 2014 and held it in 2 quarters. The position peaked at $506K in Q1 2014. 156 funds tracked by Wall St. Rank hold LOCK as of Q3 2014.

Forward Management reported no remaining LifeLock, Inc. position as of Q3 2014 after selling out during the quarter.
Forward Management sold 20,000 LifeLock, Inc. shares in Q3 2014, an estimated $279K.
Forward Management first reported a position in LifeLock, Inc. in Q1 2014 and held it in 2 quarters.
Forward Management's LifeLock, Inc. position peaked at $506K in Q1 2014.
156 funds tracked by Wall St. Rank held LifeLock, Inc. as of Q3 2014.

Based on Forward Management's 13F filing for Q3 2014, filed 12 Nov 2014.