Forward Management’s AES AES Stock Holding History

Forward Management’s Portfolio AES Stock Details AES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-44,000	Closed	-$585K	–	369
2013 Q3	$585K	Sell	44,000 -43,500	-50%	-$558K	0.04%	197
2013 Q2	$1.05M	Buy	+87,500	New	+$1.11M	0.09%	147

Other funds holding AES

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

AJO LP Philadelphia, Pennsylvania $199M AUM 109.68% 1-Year Est. Return

Forward Management's AES Position: Q4 2013 in Review

Forward Management sold out of AES (AES) in Q4 2013, closing a stake of 44,000 shares — an estimated $585K sold.

Forward Management first reported a position in AES in Q2 2013 and held it in 2 quarters. The position peaked at $1.05M in Q2 2013. 405 funds tracked by Wall St. Rank hold AES as of Q4 2013.

Forward Management reported no remaining AES position as of Q4 2013 after selling out during the quarter.
Forward Management sold 44,000 AES shares in Q4 2013, an estimated $585K.
Forward Management first reported a position in AES in Q2 2013 and held it in 2 quarters.
Forward Management's AES position peaked at $1.05M in Q2 2013.
405 funds tracked by Wall St. Rank held AES as of Q4 2013.

Based on Forward Management's 13F filing for Q4 2013, filed 31 Jan 2014.