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FPCG

Forum Private Client Group Portfolio holdings

AUM $300M
1-Year Est. Return 12.15%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+12.15%
3 Year Est. Return
+40.46%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$13.2M
AUM Growth
-$161M
Cap. Flow
-$161M
Cap. Flow %
-1,214.95%
Top 10 Hldgs %
100%
Holding
72
New
3
Increased
–
Reduced
–
Closed
69

Top Buys

Rank Stock Value
1
DO
Diamond Offshore Drilling, Inc.
DO
+$10.7M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$2.84M
3
SMC
Summit Midstream
SMC
+$179K

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$15.8M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$11.9M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$10.7M
4
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$9.93M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.65M

Sector Composition

Rank Sector Weight
1 Energy 78.97%
2 Communication Services 0%
3 Consumer Staples 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DO
1
DELISTED
Diamond Offshore Drilling, Inc.
DO
$10.3M 77.68%
+700,863
New +$10.7M
JPC icon
2
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
$2.79M 21.03%
+440,000
New +$2.84M
SMC
3
Summit Midstream
SMC
$406M
$171K 1.29%
+12,350
New +$179K
AAPL icon
4
Apple
AAPL
$4.76T
– –
-2,460
Closed -$477K
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-78,479
Closed -$7.69M
BIV icon
6
Vanguard Intermediate-Term Bond ETF
BIV
$29B
– –
-4,352
Closed -$327K
BND icon
7
Vanguard Total Bond Market
BND
$158B
– –
-62,647
Closed -$4.55M
BNDX icon
8
Vanguard Total International Bond ETF
BNDX
$82B
– –
-26,036
Closed -$1.27M
BSV icon
9
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-39,422
Closed -$2.98M
CVS icon
10
CVS Health
CVS
$137B
– –
-4,172
Closed -$288K
DFAE icon
11
Dimensional Emerging Core Equity Market ETF
DFAE
$9.25B
– –
-182,028
Closed -$4.27M
DFAI
12
Dimensional International Core Equity Market ETF
DFAI
$17B
– –
-231,498
Closed -$6.32M
DFAR icon
13
Dimensional US Real Estate ETF
DFAR
$1.79B
– –
-36,351
Closed -$782K
DFAS icon
14
Dimensional US Small Cap ETF
DFAS
$15.2B
– –
-158,628
Closed -$8.69M
DFAU icon
15
Dimensional US Core Equity Market ETF
DFAU
$12.3B
– –
-59,745
Closed -$1.85M
DFCF icon
16
Dimensional Core Fixed Income ETF
DFCF
$10.8B
– –
-7,476
Closed -$312K
DFGR icon
17
Dimensional Global Real Estate ETF
DFGR
$3.81B
– –
-26,958
Closed -$658K
DFUS
18
Dimensional US Equity ETF
DFUS
$20.9B
– –
-19,307
Closed -$930K
EEMV icon
19
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.43B
– –
-12,590
Closed -$692K
EFA icon
20
iShares MSCI EAFE ETF
EFA
$76.1B
– –
-10,667
Closed -$773K
EFAV icon
21
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.21B
– –
-40,726
Closed -$2.75M
ELV icon
22
Elevance Health
ELV
$83.4B
– –
-462
Closed -$205K
FMB icon
23
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-5,680
Closed -$288K
FPEI icon
24
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
– –
-34,610
Closed -$583K
IAGG icon
25
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
– –
-241,015
Closed -$11.9M
1
2 3

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CIM
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UCB
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AFS
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PIAS
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RCA
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VIM
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Forum Private Client Group's Q3 2023 Portfolio in Review

As of Q3 2023, Forum Private Client Group held 72 positions worth $13.2M, down 92% from $175M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Forum Private Client Group withdrew a net $161M in Q3 2023, closing 69 positions. Its most notable exit was Vanguard High Dividend Yield ETF, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 79% of assets, up from 0.14% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Forum Private Client Group opened a new position in Diamond Offshore Drilling, Inc. worth $10.3M.

  • Forum Private Client Group's largest Q3 2023 buy was Diamond Offshore Drilling, Inc.: 700,863 shares worth $10.3M.
  • Forum Private Client Group fully exited Vanguard High Dividend Yield ETF in Q3 2023, selling an estimated $15.8M.
  • Forum Private Client Group's ten largest holdings make up 100% of its $13.2M portfolio in Q3 2023.
  • Forum Private Client Group opened 3 new positions and closed 69 in Q3 2023.
  • Forum Private Client Group's portfolio value fell 92% quarter-over-quarter to $13.2M.

Based on Forum Private Client Group's 13F filing for Q3 2023, filed 8 Nov 2023.