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FPCG

Forum Private Client Group Portfolio holdings

AUM $300M
1-Year Est. Return 12.15%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+12.15%
3 Year Est. Return
+40.46%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$13.2M
AUM Growth
-$161M
Cap. Flow
-$161M
Cap. Flow %
-1,214.95%
Top 10 Hldgs %
100%
Holding
72
New
3
Increased
–
Reduced
–
Closed
69

Top Buys

Rank Stock Value
1
DO
Diamond Offshore Drilling, Inc.
DO
+$10.7M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$2.84M
3
SMC
Summit Midstream
SMC
+$179K

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$15.8M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$11.9M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$10.7M
4
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$9.93M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.65M

Sector Composition

Rank Sector Weight
1 Energy 78.97%
2 Communication Services 0%
3 Consumer Staples 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
51
Invesco FTSE RAFI US 1000 ETF
PRF
$9.68B
– –
-6,970
Closed -$228K
RDVY icon
52
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
– –
-6,089
Closed -$287K
SHY icon
53
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
– –
-17,875
Closed -$1.45M
SPIB icon
54
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-87,787
Closed -$2.82M
SPY icon
55
State Street SPDR S&P 500 ETF Trust
SPY
$777B
– –
-945
Closed -$419K
T icon
56
AT&T
T
$160B
– –
-24,225
Closed -$386K
TOTL icon
57
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
– –
-24,677
Closed -$1M
USMV icon
58
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
– –
-84,936
Closed -$6.31M
VB icon
59
Vanguard Small-Cap ETF
VB
$79.3B
– –
-2,294
Closed -$456K
VBR icon
60
Vanguard Small-Cap Value ETF
VBR
$36.8B
– –
-1,257
Closed -$208K
VCIT icon
61
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
– –
-34,021
Closed -$2.69M
VCSH icon
62
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
– –
-33,526
Closed -$2.54M
VIG icon
63
Vanguard Dividend Appreciation ETF
VIG
$110B
– –
-42,532
Closed -$6.91M
VNQ icon
64
Vanguard Real Estate ETF
VNQ
$39.1B
– –
-6,367
Closed -$532K
VO icon
65
Vanguard Mid-Cap ETF
VO
$106B
– –
-83,308
Closed -$4.59M
VOE icon
66
Vanguard Mid-Cap Value ETF
VOE
$23.5B
– –
-2,923
Closed -$404K
VOO icon
67
Vanguard S&P 500 ETF
VOO
$967B
– –
-2,090
Closed -$851K
VTEB icon
68
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45B
– –
-7,425
Closed -$373K
VTI icon
69
Vanguard Total Stock Market ETF
VTI
$654B
– –
-1,232
Closed -$271K
VUG icon
70
Vanguard Growth ETF
VUG
$217B
– –
-67,812
Closed -$3.2M
VYM icon
71
Vanguard High Dividend Yield ETF
VYM
$80.6B
– –
-148,562
Closed -$15.8M
XOM icon
72
ExxonMobil
XOM
$650B
– –
-2,361
Closed -$253K
1 2
3

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SC
Sykon Capital Harrison, New York $300M AUM 16.74% 1-Year Est. Return
RP
Riverwater Partners Milwaukee, Wisconsin $300M AUM 26.4% 1-Year Est. Return
CIM
Corbyn Investment Management Lutherville, Maryland $300M AUM 18.88% 1-Year Est. Return
UCB
United Community Bank Greenville, South Carolina $300M AUM 14.66% 1-Year Est. Return
AFS
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PIAS
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RCA
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VIM
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Forum Private Client Group's Q3 2023 Portfolio in Review

As of Q3 2023, Forum Private Client Group held 72 positions worth $13.2M, down 92% from $175M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Forum Private Client Group withdrew a net $161M in Q3 2023, closing 69 positions. Its most notable exit was Vanguard High Dividend Yield ETF, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 79% of assets, up from 0.14% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Forum Private Client Group opened a new position in Diamond Offshore Drilling, Inc. worth $10.3M.

  • Forum Private Client Group's largest Q3 2023 buy was Diamond Offshore Drilling, Inc.: 700,863 shares worth $10.3M.
  • Forum Private Client Group fully exited Vanguard High Dividend Yield ETF in Q3 2023, selling an estimated $15.8M.
  • Forum Private Client Group's ten largest holdings make up 100% of its $13.2M portfolio in Q3 2023.
  • Forum Private Client Group opened 3 new positions and closed 69 in Q3 2023.
  • Forum Private Client Group's portfolio value fell 92% quarter-over-quarter to $13.2M.

Based on Forum Private Client Group's 13F filing for Q3 2023, filed 8 Nov 2023.