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Forum Financial Management’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Forum Financial Management’s Portfolio PTY Stock Details PTY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-10,500
Closed -$137K – 715
2023
Q3 		$137K Buy
+10,500
New +$148K ﹤0.01% 611

Other funds holding PTY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
XF
XML Financial Bethesda, Maryland $1.24B AUM 20.4% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
CFGS
Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Forum Financial Management's PTY Position: Q4 2023 in Review

Forum Financial Management sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2023, closing a stake of 10,500 shares — an estimated $137K sold.

Forum Financial Management first reported a position in PTY in Q3 2023 and held it in 1 quarter. The position peaked at $137K in Q3 2023. 169 funds tracked by Wall St. Rank hold PTY as of Q4 2023.

  • Forum Financial Management reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2023 after selling out during the quarter.
  • Forum Financial Management sold 10,500 PIMCO Corporate & Income Opportunity Fund shares in Q4 2023, an estimated $137K.
  • Forum Financial Management first reported a position in PIMCO Corporate & Income Opportunity Fund in Q3 2023 and held it in 1 quarter.
  • Forum Financial Management's PIMCO Corporate & Income Opportunity Fund position peaked at $137K in Q3 2023.
  • 169 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2023.

Based on Forum Financial Management's 13F filing for Q4 2023, filed 7 Feb 2024.