Fortaleza Asset Management’s Cempra, Inc. CEMP Stock Holding History

Fortaleza Asset Management’s Portfolio CEMP Stock Details CEMP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-9,795	Closed	-$237K	–	228
2016 Q3	$237K	Buy	9,795 +2,190	+29%	+$47.1K	0.33%	63
2016 Q2	$125K	Sell	7,605 -3,890	-34%	-$68.6K	0.1%	100
2016 Q1	$201K	Hold	11,495	–	–	0.13%	89
2015 Q4	$358K	Buy	11,495 +1,990	+21%	+$55.4K	0.22%	55
2015 Q3	$265K	Buy	9,505 +2,185	+30%	+$81.2K	0.19%	67
2015 Q2	$252K	Buy	7,320 +2,935	+67%	+$104K	0.15%	121
2015 Q1	$150K	Sell	4,385 -38,250	-90%	-$1.15M	0.08%	155
2014 Q4	$1M	Buy	+42,635	New	+$637K	0.46%	85

Other funds holding CEMP

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Aisling Capital New York $45.3M AUM 15.24% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

HCM

Hodges Capital Management Dallas, Texas $1.21B AUM 49% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

CWG

C WorldWide Group Copenhagen, Denmark $4.66B AUM 11.67% 1-Year Est. Return

Fortaleza Asset Management's CEMP Position: Q4 2016 in Review

Fortaleza Asset Management sold out of Cempra, Inc. (CEMP) in Q4 2016, closing a stake of 9,795 shares — an estimated $237K sold.

Fortaleza Asset Management first reported a position in CEMP in Q4 2014 and held it in 8 quarters. The position peaked at $1M in Q4 2014. 130 funds tracked by Wall St. Rank hold CEMP as of Q4 2016.

Fortaleza Asset Management reported no remaining Cempra, Inc. position as of Q4 2016 after selling out during the quarter.
Fortaleza Asset Management sold 9,795 Cempra, Inc. shares in Q4 2016, an estimated $237K.
Fortaleza Asset Management first reported a position in Cempra, Inc. in Q4 2014 and held it in 8 quarters.
Fortaleza Asset Management's Cempra, Inc. position peaked at $1M in Q4 2014.
130 funds tracked by Wall St. Rank held Cempra, Inc. as of Q4 2016.

Based on Fortaleza Asset Management's 13F filing for Q4 2016, filed 16 Feb 2017.