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FRM

Fore Research & Management Portfolio holdings

AUM $221M
1-Year Est. Return 2.93%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+2.93%
3 Year Est. Return
+1.94%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.58B
AUM Growth
+$993M
Cap. Flow
+$942M
Cap. Flow %
36.47%
Top 10 Hldgs %
77.86%
Holding
67
New
26
Increased
1
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$6.67M
2
YPF icon
YPF
YPF
+$4.44M
3
ROC
ROCKWOOD HLDGS INC
ROC
+$4.08M
4
CHK.PRD
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
+$2.81M
5
BB icon
BlackBerry
BB
+$2.12M

Top Sells

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$2.5M
2
JTP
NUVEEN QUALITY PFD INCOME FD
JTP
+$2M
3
CNX icon
CNX Resources
CNX
+$1.68M
4
JCP
J.C. Penney Company, Inc.
JCP
+$1.67M
5
NUAN
Nuance Communications, Inc.
NUAN
+$1.46M

Sector Composition

Rank Sector Weight
1 Energy 0.22%
2 Materials 0.17%
3 Consumer Discretionary 0.15%
4 Technology 0.09%
5 Industrials 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$862M 33.35%
+4,666,500
New +$826M
SPY icon
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$277M 10.72%
+1,500,000
New +$265M
DXJ icon
3
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.21B
$112M 4.35%
+2,210,000
New +$107M
AAPL icon
4
CALL
Apple
AAPL
$4.81T
$112M 4.34%
+5,600,000
New +$106M
XOM icon
5
CALL
ExxonMobil
XOM
$629B
$92.6M 3.58%
+914,700
New +$84.6M
ORCL icon
6
CALL
Oracle
ORCL
$366B
$76.5M 2.96%
+2,000,000
New +$68.8M
FXI icon
7
CALL
iShares China Large-Cap ETF
FXI
$4.31B
$32.6M 1.26%
+850,000
New +$32.5M
CSCO icon
8
CALL
Cisco
CSCO
$442B
$30.8M 1.19%
+1,373,900
New +$30.4M
FXI icon
9
PUT
iShares China Large-Cap ETF
FXI
$4.31B
$17.3M 0.67%
+450,000
New +$17.2M
PPL.PRW
10
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
– –
0
– –
BB icon
11
CALL
BlackBerry
BB
$5.27B
$12.8M 0.5%
+1,721,400
New +$12.2M
GM.WS.B
12
DELISTED
General Motors Company
GM.WS.B
$12.6M 0.49%
545,871
– –
BBY icon
13
PUT
Best Buy
BBY
$18B
$12M 0.46%
300,000
-300,000
-50% -$12.3M
ROC
14
CALL
DELISTED
ROCKWOOD HLDGS INC
ROC
$10.8M 0.42%
+150,000
New +$10.2M
GG
15
CALL
DELISTED
Goldcorp Inc
GG
$8.67M 0.34%
400,000
– –
YPF icon
16
CALL
YPF
YPF
$19.8B
$8.24M 0.32%
+250,000
New +$6.4M
BMRN icon
17
CALL
BioMarin Pharmaceuticals
BMRN
$11.4B
$7.04M 0.27%
+100,000
New +$6.79M
GT.PRA
18
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$6.67M 0.26%
+100,000
New +$6.67M
CLF icon
19
PUT
Cleveland-Cliffs
CLF
$5.12B
$6.03M 0.23%
230,000
-300,000
-57% -$7.4M
YPF icon
20
YPF
YPF
$19.8B
$5.72M 0.22%
+173,600
New +$4.44M
YELL
21
CALL
DELISTED
Yellow Corporation Common Stock
YELL
$5.21M 0.2%
+300,000
New +$3.6M
ROC
22
DELISTED
ROCKWOOD HLDGS INC
ROC
$4.32M 0.17%
+60,000
New +$4.08M
AKS
23
CALL
DELISTED
AK Steel Holding Corp
AKS
$4.1M 0.16%
+500,000
New +$2.64M
B
24
CALL
Barrick Mining
B
$60.9B
$3.53M 0.14%
200,000
– –
TWTR
25
PUT
DELISTED
Twitter, Inc.
TWTR
$3.18M 0.12%
+50,000
New +$2.48M
1
2

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ECPI
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IFB
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IPC
Independent Portfolio Consultants Boca Raton, Florida $241M AUM 21.8% 1-Year Est. Return
KC
KRV Capital New York $255M AUM 18.27% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
KL
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RP
Ridgegate Proprietary Sydney, Australia $154M AUM 25.47% 1-Year Est. Return

Fore Research & Management's Q4 2013 Portfolio in Review

As of Q4 2013, Fore Research & Management held 67 positions worth $2.58B, up 62% from $1.59B the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Fore Research & Management deployed $942M of net new capital in Q4 2013, opening 26 new positions and adding to 1 existing holding. Its largest new stake was GOODYEAR TIRE & RUBR CO PFD CONV (OH): 100,000 shares worth $6.67M.

By sector, the portfolio is most concentrated in Energy at 0.22% of assets, up from 0.11% a quarter earlier, followed by Materials and Consumer Discretionary.

On the sell side, the largest reduction was J.C. Penney Company, Inc., an estimated $1.67M trimmed.

  • Fore Research & Management's largest Q4 2013 buy was GOODYEAR TIRE & RUBR CO PFD CONV (OH): 100,000 shares worth $6.67M.
  • Fore Research & Management added most to Protalix BioTherapeutics in Q4 2013, an estimated $146K increase.
  • Fore Research & Management's biggest Q4 2013 reduction was J.C. Penney Company, Inc., cutting an estimated $1.67M.
  • Fore Research & Management fully exited VanEck Gold Miners ETF in Q4 2013, selling an estimated $2.5M.
  • Fore Research & Management's ten largest holdings make up 78% of its $2.58B portfolio in Q4 2013.
  • Fore Research & Management opened 26 new positions and closed 8 in Q4 2013.
  • Fore Research & Management's portfolio value rose 62% quarter-over-quarter to $2.58B.

Based on Fore Research & Management's 13F filing for Q4 2013, filed 14 Feb 2014.