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FRM

Fore Research & Management Portfolio holdings

AUM $221M
1-Year Est. Return 2.93%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+2.93%
3 Year Est. Return
+1.94%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.58B
AUM Growth
+$993M
Cap. Flow
+$942M
Cap. Flow %
36.47%
Top 10 Hldgs %
77.86%
Holding
67
New
26
Increased
1
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$6.67M
2
YPF icon
YPF
YPF
+$4.44M
3
ROC
ROCKWOOD HLDGS INC
ROC
+$4.08M
4
CHK.PRD
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
+$2.81M
5
BB icon
BlackBerry
BB
+$2.12M

Top Sells

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$2.5M
2
JTP
NUVEEN QUALITY PFD INCOME FD
JTP
+$2M
3
CNX icon
CNX Resources
CNX
+$1.68M
4
JCP
J.C. Penney Company, Inc.
JCP
+$1.67M
5
NUAN
Nuance Communications, Inc.
NUAN
+$1.46M

Sector Composition

Rank Sector Weight
1 Energy 0.22%
2 Materials 0.17%
3 Consumer Discretionary 0.15%
4 Technology 0.09%
5 Industrials 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK.PRD
26
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$2.86M 0.11%
+31,009
New +$2.81M
JCP
27
DELISTED
J.C. Penney Company, Inc.
JCP
$2.75M 0.11%
300,000
-200,000
-40% -$1.67M
VPHM
28
CALL
DELISTED
VIROPHARMA INC
VPHM
$2.49M 0.1%
50,000
– –
BB icon
29
BlackBerry
BB
$5.01B
$2.23M 0.09%
+300,000
New +$2.12M
JCP
30
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$2.06M 0.08%
224,700
-775,300
-78% -$6.46M
CATM
31
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.75M 0.07%
+40,389
New +$1.64M
MTOR
32
DELISTED
MERITOR, Inc.
MTOR
$1.25M 0.05%
+119,800
New +$936K
PLX icon
33
Protalix BioTherapeutics
PLX
$191M
$913K 0.04%
23,468
+3,468
+17% +$146K
CENX icon
34
CALL
Century Aluminum
CENX
$4.57B
$523K 0.02%
+50,000
New +$446K
PAM icon
35
Pampa Energía
PAM
$4.64B
$470K 0.02%
+89,620
New +$512K
GCVRZ
36
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$51K ﹤0.01%
+150,000
New +$181K
CNX icon
37
CNX Resources
CNX
$4.85B
– –
-60,000
Closed -$1.68M
GDX icon
38
CALL
VanEck Gold Miners ETF
GDX
$23B
– –
-800,000
Closed -$20M
GDX icon
39
VanEck Gold Miners ETF
GDX
$23B
– –
-100,000
Closed -$2.5M
XRT icon
40
PUT
State Street SPDR S&P Retail ETF
XRT
$365M
– –
-1,200,000
Closed -$49.2M
RAD
41
DELISTED
Rite Aid Corporation
RAD
– –
-15,000
Closed -$1.43M
NUAN
42
DELISTED
Nuance Communications, Inc.
NUAN
– –
-90,090
Closed -$1.46M
JTP
43
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-265,000
Closed -$2M
TWGP
44
PUT
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-140,200
Closed -$981K
1
2

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WFG
Windsor Financial Group Minneapolis, Minnesota $214M AUM 6.66% 1-Year Est. Return
ECPI
Energy Capital Partners III Summit, New Jersey $237M AUM
IFB
iAB Financial Bank Fort Wayne, Indiana $204M AUM 19.19% 1-Year Est. Return
IPC
Independent Portfolio Consultants Boca Raton, Florida $241M AUM 21.8% 1-Year Est. Return
KC
KRV Capital New York $255M AUM 18.27% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
KL
Kinsight LLC Birmingham, Alabama $176M AUM 17.21% 1-Year Est. Return
RP
Ridgegate Proprietary Sydney, Australia $154M AUM 25.47% 1-Year Est. Return

Fore Research & Management's Q4 2013 Portfolio in Review

As of Q4 2013, Fore Research & Management held 67 positions worth $2.58B, up 62% from $1.59B the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Fore Research & Management deployed $942M of net new capital in Q4 2013, opening 26 new positions and adding to 1 existing holding. Its largest new stake was GOODYEAR TIRE & RUBR CO PFD CONV (OH): 100,000 shares worth $6.67M.

By sector, the portfolio is most concentrated in Energy at 0.22% of assets, up from 0.11% a quarter earlier, followed by Materials and Consumer Discretionary.

On the sell side, the largest reduction was J.C. Penney Company, Inc., an estimated $1.67M trimmed.

  • Fore Research & Management's largest Q4 2013 buy was GOODYEAR TIRE & RUBR CO PFD CONV (OH): 100,000 shares worth $6.67M.
  • Fore Research & Management added most to Protalix BioTherapeutics in Q4 2013, an estimated $146K increase.
  • Fore Research & Management's biggest Q4 2013 reduction was J.C. Penney Company, Inc., cutting an estimated $1.67M.
  • Fore Research & Management fully exited VanEck Gold Miners ETF in Q4 2013, selling an estimated $2.5M.
  • Fore Research & Management's ten largest holdings make up 78% of its $2.58B portfolio in Q4 2013.
  • Fore Research & Management opened 26 new positions and closed 8 in Q4 2013.
  • Fore Research & Management's portfolio value rose 62% quarter-over-quarter to $2.58B.

Based on Fore Research & Management's 13F filing for Q4 2013, filed 14 Feb 2014.