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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCK
201
DELISTED
Pimco California Municipal Income Fund II
PCK
$67K 0.05%
+8,000
New +$75.4K
IPB
202
Merrill Lynch Depositor Inc 6.0518% Index Plus Trust Certificates Series 2003-1
IPB
$38M
$63K 0.05%
+2,495
New +$70.7K
ASC icon
203
Ardmore Shipping
ASC
$674M
$62K 0.05%
11,951
-19,596
-62% -$118K
NTRP
204
DELISTED
Neurotrope, Inc. Common
NTRP
$61K 0.05%
+75,300
New +$82.1K
NWG icon
205
NatWest
NWG
$76.8B
$59K 0.04%
+20,150
New +$106K
BBN icon
206
BlackRock Taxable Municipal Bond Trust
BBN
$985M
$58K 0.04%
2,701
+1,663
+160% +$40.8K
LEO
207
BNY Mellon Strategic Municipals
LEO
$389M
$58K 0.04%
+7,795
New +$65.1K
CCJ icon
208
Cameco
CCJ
$43B
$57K 0.04%
7,500
-11,316
-60% -$92.8K
RPAYW
209
DELISTED
Repay Holdings Corporation Warrant expiring 07/11/2024
RPAYW
$57K 0.04%
44,200
-79,000
-64% -$102K
BKT icon
210
BlackRock Income Trust
BKT
$341M
$56K 0.04%
3,289
-3,678
-53% -$66.3K
MT icon
211
ArcelorMittal
MT
$55.7B
$56K 0.04%
6,010
-53,990
-90% -$757K
VCV icon
212
Invesco California Value Municipal Income Trust
VCV
$526M
$56K 0.04%
5,000
-2,817
-36% -$35.3K
GSUM
213
DELISTED
Gridsum Holding Inc.
GSUM
$56K 0.04%
82,500
+2,000
+2% +$2.07K
LCAHU
214
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$56K 0.04%
5,716
-1,284
-18% -$13K
CRWD icon
215
CrowdStrike
CRWD
$226B
$55K 0.04%
4,000
-265,840
-99% -$3.75M
MQT
216
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$55K 0.04%
+4,500
New +$58.1K
CEMI
217
DELISTED
Chembio diagnostics, Inc.
CEMI
$55K 0.04%
10,829
+8,170
+307% +$33.1K
BLE
218
DELISTED
BlackRock Municipal Income Trust II
BLE
$53K 0.04%
+4,000
New +$59.1K
EFC.PRA
219
DELISTED
Ellington Financial Inc 6.750% Series A Preferred Stock
EFC.PRA
$52K 0.04%
+4,900
New +$110K
ETX
220
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$52K 0.04%
+2,637
New +$55.3K
EHI
221
Western Asset Global High Income Fund
EHI
$178M
$49K 0.04%
6,659
-23,675
-78% -$224K
VMO icon
222
Invesco Municipal Opportunity Trust
VMO
$662M
$49K 0.04%
4,329
-13,264
-75% -$164K
MQY icon
223
BlackRock MuniYield Quality Fund
MQY
$815M
$48K 0.04%
+3,357
New +$50K
EFF
224
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$48K 0.04%
+4,173
New +$61.9K
TTM
225
DELISTED
Tata Motors Limited
TTM
$47K 0.04%
+10,000
New +$100K
7 8
9
10 11

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.