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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFC
176
DELISTED
China Life Insurance Company Ltd.
LFC
$153K 0.07%
+18,800
New +$161K
WTW icon
177
Willis Towers Watson
WTW
$31.4B
$152K 0.07%
656
-3,924
-86% -$873K
CIT
178
DELISTED
CIT Group Inc.
CIT
$150K 0.07%
2,900
– –
FUND
179
Sprott Focus Trust
FUND
$317M
$147K 0.07%
+17,930
New +$149K
SNAP icon
180
Snap
SNAP
$8.96B
$147K 0.07%
+2,000
New +$144K
FRA icon
181
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$144K 0.07%
10,800
+4,800
+80% +$64K
GGZ
182
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
$142K 0.07%
+8,936
New +$142K
VTIQ
183
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$142K 0.07%
14,701
– –
DDOG icon
184
Datadog
DDOG
$89.4B
$141K 0.07%
+1,000
New +$126K
SEED icon
185
Origin Agritech
SEED
$12.7M
$141K 0.07%
+17,100
New +$160K
VALE icon
186
Vale
VALE
$61.5B
$139K 0.06%
+10,000
New +$196K
ENVX icon
187
Enovix
ENVX
$1.06B
$138K 0.06%
+8,381
New +$126K
GHY
188
PGIM Global High Yield Fund
GHY
$483M
$137K 0.06%
+8,914
New +$140K
HL icon
189
Hecla Mining
HL
$12.1B
$137K 0.06%
+25,000
New +$156K
RMT
190
Royce Micro-Cap Trust
RMT
$770M
$137K 0.06%
12,000
+8,500
+243% +$101K
RDS.A
191
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$133K 0.06%
3,000
-36,800
-92% -$1.48M
SMG icon
192
ScottsMiracle-Gro
SMG
$3.54B
$131K 0.06%
+900
New +$147K
JPS
193
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$131K 0.06%
13,400
+5,400
+68% +$53.9K
BBBY
194
DELISTED
Bed Bath & Beyond Inc
BBBY
$129K 0.06%
7,500
+2,514
+50% +$67.9K
HYRE
195
DELISTED
HyreCar Inc. Common Stock
HYRE
$127K 0.06%
+15,000
New +$205K
ISD
196
PGIM High Yield Bond Fund
ISD
$419M
$126K 0.06%
7,786
+1,286
+20% +$21K
JQC icon
197
Nuveen Credit Strategies Income Fund
JQC
$715M
$123K 0.06%
18,891
-1,109
-6% -$7.23K
HGLB
198
Highland Global Allocation Fund
HGLB
$178M
$119K 0.06%
13,200
+7,230
+121% +$69.3K
CTV
199
DELISTED
Innovid Corp.
CTV
$119K 0.06%
12,070
+11,870
+5,935% +$117K
LGACU
200
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$119K 0.06%
12,000
– –
6 7
8
9 10

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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.