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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHI
176
DELISTED
Pioneer Municipal High Income Fund
MHI
$91K 0.07%
8,078
+1,970
+32% +$23.3K
MRVL icon
177
Marvell Technology
MRVL
$199B
$90K 0.07%
+4,000
New +$95.9K
IOTS
178
DELISTED
Adesto Technologies Corp
IOTS
$89K 0.07%
+8,000
New +$76.4K
CLRB icon
179
Cellectar Biosciences
CLRB
$19.8M
$88K 0.07%
+232
New +$155K
BWL.A
180
DELISTED
Bowl America Incorporated
BWL.A
$88K 0.07%
+10,171
New +$127K
USO icon
181
United States Oil Fund
USO
$1.77B
$86K 0.07%
+2,563
New +$197K
DMB
182
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$85K 0.06%
6,900
+6,718
+3,691% +$93.7K
RILYZ
183
DELISTED
B. Riley Financial, Inc. 7.50% Senior Notes Due 2027
RILYZ
$85K 0.06%
+4,528
New +$105K
TPB icon
184
Turning Point Brands
TPB
$1.73B
$84K 0.06%
+4,000
New +$93.6K
MYI icon
185
BlackRock MuniYield Quality Fund III
MYI
$723M
$82K 0.06%
6,488
-7,594
-54% -$103K
NET icon
186
Cloudflare
NET
$118B
$82K 0.06%
+3,500
New +$68.1K
RILYM
187
DELISTED
B. Riley Financial, Inc. 6.375% Senior Notes due 2025
RILYM
$82K 0.06%
+4,500
New +$93.4K
XME icon
188
State Street SPDR S&P Metals & Mining ETF
XME
$4.46B
$80K 0.06%
+5,000
New +$116K
NBSE
189
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$80K 0.06%
564
+531
+1,609% +$70.3K
SU icon
190
Suncor Energy
SU
$76.5B
$79K 0.06%
+5,000
New +$131K
BKK
191
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$79K 0.06%
+5,400
New +$80.1K
ZG icon
192
Zillow
ZG
$8.15B
$78K 0.06%
2,300
+1,900
+475% +$87.2K
BLNE
193
Beeline Holdings
BLNE
$36.4M
$77K 0.06%
332
– –
FIVN icon
194
FIVE9
FIVN
$2.53B
$76K 0.06%
1,000
-1,000
-50% -$71.3K
GLD icon
195
CALL
SPDR Gold Trust
GLD
$142B
$74K 0.06%
+500
New +$74.4K
NKX icon
196
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$666M
$70K 0.05%
+5,000
New +$75.7K
VBF icon
197
Invesco Bond Fund
VBF
$169M
$70K 0.05%
4,000
+3,801
+1,910% +$74.3K
RPLA.U
198
DELISTED
Replay Acquisition Corp.
RPLA.U
$70K 0.05%
7,200
-1,300
-15% -$13.4K
GCAP
199
DELISTED
Gain Capital Holdings, Inc.
GCAP
$68K 0.05%
+12,300
New +$54.9K
NHS
200
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$67K 0.05%
7,829
-5,563
-42% -$63.3K
6 7
8
9 10

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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.