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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLYS icon
176
Qualys
QLYS
$6.43B
$222K 0.05%
+2,500
New +$225K
AMC icon
177
AMC Entertainment Holdings
AMC
$2.16B
$218K 0.05%
+1,065
New +$193K
NFLX icon
178
Netflix
NFLX
$318B
$218K 0.05%
+5,840
New +$212K
DHR icon
179
Danaher
DHR
$147B
$217K 0.05%
+2,256
New +$205K
TEVA icon
180
Teva Pharmaceuticals
TEVA
$42.1B
$213K 0.05%
+9,900
New +$230K
QQQX icon
181
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$212K 0.05%
8,849
+7,589
+602% +$189K
FCE.A
182
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$210K 0.05%
8,400
-47,000
-85% -$1.15M
SE icon
183
Sea Limited
SE
$70.3B
$207K 0.05%
+15,000
New +$216K
AUBN icon
184
Auburn National Bancorp
AUBN
$91.2M
$206K 0.05%
+5,401
New +$254K
SHOP icon
185
Shopify
SHOP
$200B
$205K 0.05%
+12,500
New +$190K
DCOM icon
186
Dime Commercial Bancshares
DCOM
$1.77B
$204K 0.05%
+6,151
New +$218K
GOOG icon
187
Alphabet (Google) Class C
GOOG
$4.35T
$204K 0.05%
+3,420
New +$205K
BABA icon
188
Alibaba
BABA
$317B
$202K 0.05%
1,232
-728
-37% -$129K
EGAN icon
189
eGain
EGAN
$203M
$202K 0.05%
+25,000
New +$316K
STI.PRA
190
DELISTED
Sun Trust Banks, Inc. Depositary Shares (1/4,000th Interest in Preferred Stock, Series A)
STI.PRA
$199K 0.05%
+8,600
New +$202K
SMLR
191
DELISTED
Semler Scientific
SMLR
$191K 0.04%
5,377
-23,712
-82% -$842K
GBT
192
DELISTED
Global Blood Therapeutics, Inc.
GBT
$190K 0.04%
5,000
+871
+21% +$38.6K
BAY
193
DELISTED
BAYER AG SPONS ADR
BAY
$189K 0.04%
+8,578
New +$189K
AVA icon
194
Avista
AVA
$3.2B
$185K 0.04%
+3,669
New +$188K
SQNS
195
Sequans Communications SA
SQNS
$40.7M
$185K 0.04%
1,305
+500
+62% +$87.3K
OLED icon
196
Universal Display
OLED
$4.16B
$176K 0.04%
+1,500
New +$165K
MVBF icon
197
MVB Financial
MVBF
$387M
$174K 0.04%
9,700
-36,972
-79% -$657K
WBD icon
198
Warner Bros
WBD
$67.4B
$172K 0.04%
+5,398
New +$152K
SNCR
199
DELISTED
Synchronoss Technologies
SNCR
$171K 0.04%
+2,886
New +$171K
FIZZ icon
200
National Beverage
FIZZ
$2.91B
$167K 0.04%
+2,880
New +$162K
6 7
8
9 10

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CC
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BCH
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CCC
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NCM
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EFM
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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.