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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARYD
151
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
$201K 0.09%
+20,000
New +$202K
CND
152
DELISTED
Concord Acquisition Corp.
CND
$201K 0.09%
20,000
+19,900
+19,900% +$204K
PHD
153
DELISTED
Pioneer Floating Rate Fund
PHD
$198K 0.09%
+17,300
New +$198K
BRPMU
154
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$198K 0.09%
19,900
-100
-0.5% -$1K
ME
155
DELISTED
23andMe Holding Co
ME
$194K 0.09%
1,075
+1,065
+10,650% +$189K
HPE icon
156
Hewlett Packard
HPE
$72B
$192K 0.09%
+13,500
New +$195K
KIO
157
KKR Income Opportunities Fund
KIO
$459M
$192K 0.09%
11,768
-4,460
-27% -$73.3K
PLAY icon
158
Dave & Buster's
PLAY
$349M
$191K 0.09%
+5,000
New +$181K
SCD
159
LMP Capital and Income Fund
SCD
$360M
$185K 0.09%
13,500
+10,500
+350% +$150K
RVT icon
160
Royce Value Trust
RVT
$2.3B
$184K 0.09%
10,250
+4,250
+71% +$78.5K
HIO
161
Western Asset High Income Opportunity Fund
HIO
$340M
$181K 0.08%
35,000
+20,000
+133% +$105K
YORW icon
162
York Water
YORW
$527M
$179K 0.08%
+4,100
New +$197K
TRIL
163
DELISTED
Trillium Therapeutics Inc.
TRIL
$175K 0.08%
+10,000
New +$117K
ETAC
164
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$171K 0.08%
17,500
– –
NHS
165
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$168K 0.08%
+13,331
New +$170K
EAD
166
Allspring Income Opportunities Fund
EAD
$381M
$167K 0.08%
19,000
-1,000
-5% -$8.93K
RYAAY icon
167
Ryanair
RYAAY
$30.8B
$165K 0.08%
3,750
-11,173
-75% -$483K
NEM icon
168
Newmont
NEM
$124B
$162K 0.08%
+3,000
New +$177K
XOS icon
169
Xos
XOS
$36.5M
$162K 0.08%
1,167
+996
+582% +$252K
BGH
170
Barings Global Short Duration High Yield Fund
BGH
$286M
$157K 0.07%
9,214
+5,714
+163% +$97.5K
COTY icon
171
Coty
COTY
$2.48B
$157K 0.07%
20,000
-10,000
-33% -$85.6K
LICY
172
DELISTED
Li-Cycle Holdings Corp.
LICY
$156K 0.07%
+1,676
New +$124K
ASPCU
173
DELISTED
Alpha Capital Acquisition Co Unit
ASPCU
$156K 0.07%
16,200
+200
+1% +$2K
GOGO icon
174
Gogo Inc
GOGO
$392M
$155K 0.07%
+9,000
New +$109K
COMS
175
DELISTED
COMSovereign Holding Corp. Common Stock
COMS
$154K 0.07%
960
– –
5 6
7
8 9

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RFA
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.