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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VICR icon
151
Vicor
VICR
$9.63B
$221K 0.07%
+7,500
New +$231K
NEA icon
152
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$216K 0.07%
15,116
+14,630
+3,010% +$207K
FNKO icon
153
Funko
FNKO
$347M
$215K 0.07%
+10,487
New +$243K
PYPL icon
154
PayPal
PYPL
$50.5B
$215K 0.07%
2,080
+298
+17% +$32.8K
SMTA
155
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$211K 0.06%
25,000
+22,905
+1,093% +$194K
GEN icon
156
Gen Digital
GEN
$17.5B
$210K 0.06%
8,900
+8,620
+3,079% +$201K
JPI
157
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$204K 0.06%
8,258
+8,015
+3,298% +$194K
AEG icon
158
Aegon
AEG
$14B
$203K 0.06%
53,321
+32,808
+160% +$131K
SAL
159
DELISTED
Salisbury Bancorp, Inc.
SAL
$202K 0.06%
+10,348
New +$198K
BHK icon
160
BlackRock Core Bond Trust
BHK
$664M
$200K 0.06%
13,848
+4,293
+45% +$61.4K
CHWY icon
161
Chewy
CHWY
$9.25B
$199K 0.06%
+8,100
New +$255K
BLW icon
162
BlackRock Limited Duration Income Trust
BLW
$493M
$197K 0.06%
+12,653
New +$194K
XLF icon
163
State Street Financial Select Sector SPDR ETF
XLF
$59B
$197K 0.06%
+7,066
New +$195K
VTA
164
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$197K 0.06%
17,915
-2,304
-11% -$25.4K
EVN
165
Eaton Vance Municipal Income Trust
EVN
$429M
$196K 0.06%
+15,285
New +$194K
SNDL icon
166
Sundial Growers
SNDL
$303M
$196K 0.06%
+4,100
New +$364K
GSUM
167
DELISTED
Gridsum Holding Inc.
GSUM
$196K 0.06%
+115,670
New +$277K
AFT
168
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$195K 0.06%
+13,212
New +$196K
TSCO icon
169
Tractor Supply
TSCO
$18B
$194K 0.06%
+10,750
New +$223K
RLH
170
DELISTED
Red Lions Hotel Corporation
RLH
$194K 0.06%
+30,000
New +$187K
BIT icon
171
BlackRock Multi-Sector Income Trust
BIT
$704M
$193K 0.06%
+11,276
New +$194K
SEAC
172
DELISTED
Seachange International Inc
SEAC
$192K 0.06%
+3,350
New +$145K
AMRN
173
Amarin Corp
AMRN
$298M
$190K 0.06%
628
+626
+31,300% +$218K
NTNX icon
174
Nutanix
NTNX
$17.4B
$190K 0.06%
+7,250
New +$171K
PGZ
175
Principal Real Estate Income Fund
PGZ
$68.4M
$189K 0.06%
9,203
+3,000
+48% +$59K
5 6
7
8 9

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KWM
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CC
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BCH
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NCM
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EFM
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.