FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$171M
Cap. Flow
+$23.3M
Cap. Flow %
13.67%
Top 10 Hldgs %
38.23%
Holding
697
New
223
Increased
63
Reduced
64
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
SSL icon
Sasol
SSL
$4.04M
4
ASML icon
ASML
ASML
$3.91M
5
BP icon
BP
BP
$2.97M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CTEV
126
Claritev Corporation
CTEV
$1.14B
$203K 0.12% +18,900 New +$203K
ADEA icon
127
Adeia
ADEA
$1.64B
$191K 0.11% +13,000 New +$191K
PUK icon
128
Prudential
PUK
$34B
$191K 0.11% 6,294 – –
BA icon
129
Boeing
BA
$177B
$185K 0.11% +1,010 New +$185K
GSAH.U
130
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$183K 0.11% +17,500 New +$183K
IPOC.U
131
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
$183K 0.11% +15,500 New +$183K
CAG icon
132
Conagra Brands
CAG
$9.16B
$180K 0.1% +5,119 New +$180K
CLRB icon
133
Cellectar Biosciences
CLRB
$15.5M
$164K 0.1% 128,321 +58,721 +84% +$75K
QTNT
134
DELISTED
Quotient Limited Ordinary Shares
QTNT
$164K 0.1% 22,200 -21,600 -49% -$160K
WPF.U
135
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
$160K 0.09% +15,000 New +$160K
JWS.U
136
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$156K 0.09% +15,000 New +$156K
LOGI icon
137
Logitech
LOGI
$15.3B
$153K 0.09% +2,351 New +$153K
MIC
138
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$153K 0.09% +5,000 New +$153K
GDXJ icon
139
VanEck Junior Gold Miners ETF
GDXJ
$6.6B
$148K 0.09% +3,000 New +$148K
ON icon
140
ON Semiconductor
ON
$20.3B
$148K 0.09% +7,499 New +$148K
ASNA
141
DELISTED
Ascena Retail Group, Inc.
ASNA
$146K 0.09% 100,000 -50,000 -33% -$73K
CHL
142
DELISTED
China Mobile Limited
CHL
$145K 0.08% 4,321 -1,751 -29% -$58.8K
VNET
143
VNET Group
VNET
$2.33B
$144K 0.08% +6,053 New +$144K
AKRX
144
DELISTED
Akorn, Inc.
AKRX
$140K 0.08% +500,000 New +$140K
HGV icon
145
Hilton Grand Vacations
HGV
$4.24B
$137K 0.08% 7,017 +6,917 +6,917% +$135K
PDD icon
146
Pinduoduo
PDD
$171B
$137K 0.08% +1,603 New +$137K
FONR icon
147
Fonar
FONR
$101M
$136K 0.08% +6,400 New +$136K
SOXS icon
148
Direxion Daily Semiconductor Bear 3X Shares
SOXS
$1.46B
$133K 0.08% +25,000 New +$133K
BSGM icon
149
BioSig Technologies, Inc. Common Stock
BSGM
$169M
$126K 0.07% +17,500 New +$126K
NARI
150
DELISTED
Inari Medical, Inc. Common Stock
NARI
$121K 0.07% +2,500 New +$121K
4 5
6
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