We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PML
126
PIMCO Municipal Income Fund II
PML
$497M
$168K 0.13%
13,295
+12,476
+1,523% +$181K
IIM icon
127
Invesco Value Municipal Income Trust
IIM
$599M
$165K 0.13%
+11,738
New +$178K
GBAB
128
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$390M
$164K 0.12%
7,466
+2,827
+61% +$66.1K
LILAK icon
129
Liberty Latin America Class C
LILAK
$1.67B
$164K 0.12%
18,691
+16,355
+700% +$220K
NEA icon
130
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$162K 0.12%
12,000
-7,871
-40% -$112K
CVCO icon
131
Cavco Industries
CVCO
$4.61B
$160K 0.12%
1,104
+604
+121% +$119K
EVN
132
Eaton Vance Municipal Income Trust
EVN
$430M
$160K 0.12%
13,373
-9,607
-42% -$122K
PMX
133
DELISTED
PIMCO Municipal Income Fund III
PMX
$158K 0.12%
14,917
+14,553
+3,998% +$174K
PUK icon
134
Prudential
PUK
$34.2B
$155K 0.12%
6,489
-11,769
-64% -$375K
SMG icon
135
ScottsMiracle-Gro
SMG
$3.6B
$153K 0.12%
+1,500
New +$165K
NAVB
136
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$151K 0.11%
+199,220
New +$220K
TBT icon
137
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$149K 0.11%
9,300
+9,000
+3,000% +$195K
RMI
138
RiverNorth Opportunistic Municipal Income Fund
RMI
$99.6M
$146K 0.11%
+7,300
New +$160K
LM
139
DELISTED
Legg Mason, Inc.
LM
$146K 0.11%
+3,000
New +$131K
BTT icon
140
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$143K 0.11%
6,341
-114
-2% -$2.72K
VRT icon
141
Vertiv
VRT
$113B
$143K 0.11%
16,607
-7,893
-32% -$87.1K
EIM
142
Eaton Vance Municipal Bond Fund
EIM
$497M
$142K 0.11%
11,440
-5,026
-31% -$64.4K
KTF
143
DWS Municipal Income Trust
KTF
$352M
$142K 0.11%
13,180
+9,667
+275% +$109K
NCLH icon
144
Norwegian Cruise Line
NCLH
$8.75B
$137K 0.1%
+12,500
New +$503K
PPT
145
Franklin Premier Income Trust
PPT
$331M
$136K 0.1%
30,013
+28,921
+2,648% +$149K
MNDT
146
DELISTED
Mandiant, Inc. Common Stock
MNDT
$135K 0.1%
+12,792
New +$184K
AMD icon
147
Advanced Micro Devices
AMD
$796B
$134K 0.1%
2,951
-4,601
-61% -$222K
BRW
148
Saba Capital Income & Opportunities Fund
BRW
$335M
$134K 0.1%
18,100
-5,450
-23% -$51.7K
CELH icon
149
Celsius Holdings
CELH
$6.96B
$134K 0.1%
95,979
-137,385
-59% -$243K
DXR icon
150
Daxor
DXR
$59M
$134K 0.1%
+10,000
New +$103K
4 5
6
7 8

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.