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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
101
Sprott Physical Silver Trust
PSLV
$13.5B
$384K 0.18%
+50,000
New +$425K
HYZN
102
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$381K 0.18%
1,100
-1,373
-56% -$595K
VST icon
103
Vistra
VST
$48.6B
$374K 0.17%
+21,900
New +$405K
BA icon
104
Boeing
BA
$184B
$373K 0.17%
+1,700
New +$379K
AMSC icon
105
American Superconductor
AMSC
$1.56B
$371K 0.17%
25,500
-12,759
-33% -$177K
COVAU
106
DELISTED
COVA Acquisition Corp. Unit
COVAU
$364K 0.17%
36,718
– –
MIR icon
107
Mirion Technologies
MIR
$3.8B
$355K 0.16%
34,745
-28,200
-45% -$285K
PFSW
108
DELISTED
PFSweb, Inc.
PFSW
$348K 0.16%
+27,000
New +$337K
VXX icon
109
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
$345K 0.16%
775
-2,181
-74% -$978K
B
110
Barrick Mining
B
$67.2B
$342K 0.16%
18,950
+6,450
+52% +$129K
KDP icon
111
Keurig Dr Pepper
KDP
$39.7B
$341K 0.16%
+10,000
New +$350K
ARBG
112
DELISTED
Aequi Acquisition Corp
ARBG
$341K 0.16%
35,000
– –
NSTB
113
DELISTED
Northern Star Investment Corp. II
NSTB
$338K 0.16%
34,100
-179,200
-84% -$1.78M
NUAN
114
DELISTED
Nuance Communications, Inc.
NUAN
$338K 0.16%
6,155
+3,255
+112% +$179K
OKTA icon
115
Okta
OKTA
$26.1B
$332K 0.15%
+1,400
New +$348K
AAL icon
116
American Airlines Group
AAL
$10.1B
$318K 0.15%
15,500
-4,500
-23% -$91.2K
COIN icon
117
Coinbase
COIN
$39.2B
$318K 0.15%
1,400
+782
+127% +$192K
CDNA icon
118
CareDx
CDNA
$2.44B
$316K 0.15%
+5,000
New +$381K
HMLP.PRA
119
DELISTED
Hoegh LNG Partners LP 8.75 Percent Series A Cumulative Redeemable Preferred Units, , representing limited partner interests
HMLP.PRA
$313K 0.15%
+14,406
New +$314K
NAACU
120
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
$304K 0.14%
30,400
+100
+0.3% +$998
TM icon
121
Toyota
TM
$225B
$302K 0.14%
+1,700
New +$303K
JD icon
122
JD.com
JD
$43.1B
$298K 0.14%
+4,136
New +$305K
FEZ icon
123
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$296K 0.14%
+6,543
New +$309K
LIN icon
124
Linde
LIN
$226B
$293K 0.14%
+1,000
New +$304K
SSO icon
125
ProShares Ultra S&P500
SSO
$8.35B
$292K 0.14%
9,772
+8,072
+475% +$255K
3 4
5
6 7

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ACP
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KWM
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CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
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NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.