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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE icon
101
Sea Limited
SE
$70.3B
$475K 0.15%
+11,815
New +$398K
BWG
102
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$469K 0.15%
37,184
+21,714
+140% +$268K
OPLN
103
Openlane
OPLN
$4.58B
$468K 0.15%
+21,500
New +$490K
HSBC icon
104
HSBC
HSBC
$354B
$465K 0.14%
11,899
+11,859
+29,648% +$450K
VCTR icon
105
Victory Capital Holdings
VCTR
$6.85B
$465K 0.14%
22,200
+20,200
+1,010% +$367K
BBVA icon
106
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$457K 0.14%
+81,910
New +$436K
FUNC icon
107
First United
FUNC
$287M
$451K 0.14%
18,748
-49,245
-72% -$1.17M
CNR
108
Core Natural Resources Inc
CNR
$4.67B
$445K 0.14%
+30,672
New +$423K
BYND icon
109
Beyond Meat
BYND
$268M
$443K 0.14%
5,864
+5,839
+23,356% +$542K
CGC
110
Canopy Growth
CGC
$402M
$438K 0.14%
2,080
+1,002
+93% +$199K
AAPL icon
111
PUT
Apple
AAPL
$4.5T
$434K 0.13%
+5,924
New +$381K
SHAK icon
112
Shake Shack
SHAK
$2.89B
$433K 0.13%
+7,269
New +$522K
MAC icon
113
Macerich
MAC
$6.9B
$430K 0.13%
+16,000
New +$439K
BAP icon
114
Credicorp
BAP
$30.4B
$426K 0.13%
2,000
+500
+33% +$105K
STL
115
DELISTED
Sterling Bancorp
STL
$421K 0.13%
+20,000
New +$408K
FRA icon
116
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$420K 0.13%
31,298
+25,942
+484% +$334K
SONO icon
117
Sonos
SONO
$1.83B
$418K 0.13%
+26,819
New +$374K
SBGI icon
118
Sinclair Inc
SBGI
$995M
$411K 0.13%
+12,352
New +$460K
FSCT
119
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$411K 0.13%
+12,550
New +$411K
JELD icon
120
JELD-WEN Holding
JELD
$162M
$409K 0.13%
+17,500
New +$360K
PFIS icon
121
Peoples Financial Services
PFIS
$695M
$408K 0.13%
+8,112
New +$397K
HEXO
122
DELISTED
HEXO Corp. Common Shares
HEXO
$397K 0.12%
+4,464
New +$588K
NOK icon
123
Nokia
NOK
$51B
$389K 0.12%
+105,080
New +$413K
GHY
124
PGIM Global High Yield Fund
GHY
$479M
$388K 0.12%
25,885
+14,714
+132% +$213K
AMLP icon
125
Alerian MLP ETF
AMLP
$13.3B
$386K 0.12%
+9,096
New +$382K
3 4
5
6 7

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ACP
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KWM
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CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
EFM
Eley Financial Management South Burlington, Vermont $277M AUM 20.41% 1-Year Est. Return

FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.