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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTGN
101
DELISTED
Neon Therapeutics, Inc. Common Stock
NTGN
$361K 0.11%
+210,000
New +$639K
AMAT icon
102
Applied Materials
AMAT
$415B
$349K 0.11%
7,000
+6,576
+1,551% +$317K
LYFT icon
103
Lyft
LYFT
$6.55B
$337K 0.1%
+8,265
New +$452K
WIW
104
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$333K 0.1%
30,133
+17,775
+144% +$199K
CPE
105
DELISTED
Callon Petroleum Company
CPE
$329K 0.1%
+7,591
New +$370K
MBIO icon
106
Mustang Bio
MBIO
$4.47M
$326K 0.1%
133
-134
-50% -$367K
SDC
107
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$325K 0.1%
+23,424
New +$391K
BLNE
108
Beeline Holdings
BLNE
$36.8M
$324K 0.1%
332
-64
-16% -$58.6K
SPY icon
109
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$323K 0.1%
1,089
+305
+39% +$90.1K
BAP icon
110
Credicorp
BAP
$30.4B
$312K 0.1%
+1,500
New +$325K
UNB icon
111
Union Bankshares
UNB
$109M
$311K 0.1%
+9,884
New +$313K
NWG icon
112
NatWest
NWG
$76.3B
$303K 0.09%
+55,212
New +$307K
CME icon
113
CME Group
CME
$94.8B
$300K 0.09%
+1,421
New +$297K
DBL
114
DoubleLine Opportunistic Credit Fund
DBL
$281M
$300K 0.09%
14,503
-4,701
-24% -$97.3K
DFS
115
DELISTED
Discover Financial Services
DFS
$299K 0.09%
+3,695
New +$305K
XRX icon
116
Xerox
XRX
$427M
$299K 0.09%
+10,000
New +$313K
LAUR icon
117
Laureate Education
LAUR
$5.13B
$298K 0.09%
+18,000
New +$302K
PPL
118
PPL Corp
PPL
$26.3B
$297K 0.09%
9,460
-5,644
-37% -$171K
IBM icon
119
IBM
IBM
$223B
$295K 0.09%
2,125
+2,092
+6,339% +$282K
FBIO icon
120
Fortress Biotech
FBIO
$91.4M
$282K 0.09%
13,333
+4,349
+48% +$102K
NKTR icon
121
Nektar Therapeutics
NKTR
$2.53B
$282K 0.09%
+1,033
New +$379K
QURE icon
122
uniQure
QURE
$3.2B
$281K 0.09%
+7,146
New +$412K
WOLF icon
123
Wolfspeed
WOLF
$1.52B
$269K 0.08%
5,500
+4,060
+282% +$221K
TEN.PRF
124
Tsakos Energy Navigation Ltd Series F Preferred Shares
TEN.PRF
$180M
$265K 0.08%
11,920
+4,920
+70% +$109K
TLRD
125
DELISTED
Tailored Brands, Inc.
TLRD
$264K 0.08%
+60,000
New +$304K
3 4
5
6 7

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KWM
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CC
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BCH
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CCC
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NCM
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EFM
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.