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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRH icon
101
CRH
CRH
$66.9B
$490K 0.11%
+15,000
New +$505K
XLF icon
102
State Street Financial Select Sector SPDR ETF
XLF
$59B
$482K 0.11%
17,500
+2,500
+17% +$70K
AVAL icon
103
Grupo Aval
AVAL
$6.27B
$479K 0.11%
+61,852
New +$490K
TMUS icon
104
T-Mobile US
TMUS
$191B
$479K 0.11%
6,836
+5,810
+566% +$373K
OVBC icon
105
Ohio Valley Banc Corp
OVBC
$207M
$458K 0.11%
+12,520
New +$574K
ELAN icon
106
Elanco Animal Health
ELAN
$11.1B
$457K 0.11%
+13,103
New +$461K
ADYX
107
DELISTED
Adynxx Inc
ADYX
$454K 0.11%
+33,333
New +$460K
HUBS icon
108
HubSpot
HUBS
$10.8B
$452K 0.11%
+3,000
New +$412K
SVVC
109
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$452K 0.11%
26,700
+7,900
+42% +$115K
CGNX icon
110
Cognex
CGNX
$10.8B
$446K 0.1%
+8,000
New +$410K
VFC icon
111
VF Corp
VFC
$5.86B
$443K 0.1%
+5,045
New +$430K
SBBX
112
DELISTED
SB One Bancorp Common Stock
SBBX
$440K 0.1%
+17,481
New +$491K
SOJB
113
DELISTED
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
$438K 0.1%
+18,800
New +$462K
AXTA icon
114
Axalta
AXTA
$8.01B
$437K 0.1%
+15,000
New +$450K
AVYA
115
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$431K 0.1%
19,500
-21,750
-53% -$467K
DY icon
116
Dycom Industries
DY
$12B
$423K 0.1%
+5,000
New +$433K
GOLD
117
DELISTED
Randgold Resources Ltd
GOLD
$423K 0.1%
+6,000
New +$412K
DBA icon
118
Invesco DB Agriculture Fund
DBA
$1.24B
$422K 0.1%
24,997
+2,998
+14% +$51.8K
GOOGL icon
119
Alphabet (Google) Class A
GOOGL
$4.37T
$422K 0.1%
7,000
-1,420
-17% -$86K
IPOA.U
120
DELISTED
Social Capital Hedosophia Holdings Corp.
IPOA.U
$422K 0.1%
41,440
+10,346
+33% +$108K
ALDX icon
121
Aldeyra Therapeutics
ALDX
$91.1M
$419K 0.1%
30,405
+20,405
+204% +$166K
GS icon
122
Goldman Sachs
GS
$301B
$413K 0.1%
+1,846
New +$429K
DBX icon
123
Dropbox
DBX
$8.07B
$402K 0.09%
15,000
-45,745
-75% -$1.32M
HTGM
124
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$402K 0.09%
+442
New +$292K
TEF
125
DELISTED
Telefonica
TEF
$389K 0.09%
+61,261
New +$419K
3 4
5
6 7

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EFM
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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.