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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFI
1126
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-1,526
Closed -$9K
MGP
1127
CALL
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-180
Closed -$5K
MYJ
1128
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-172
Closed -$2K
MCA
1129
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-430
Closed -$6K
NUAN
1130
DELISTED
Nuance Communications, Inc.
NUAN
– –
-924
Closed -$11K
RDS.B
1131
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-462
Closed -$27K
NXQ
1132
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-172
Closed -$2K
NXR
1133
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-172
Closed -$2K
COF.PRG
1134
DELISTED
Capital One Financial Corporation
COF.PRG
– –
-200
Closed -$5K
JTD
1135
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-688
Closed -$11K
JHB
1136
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-344
Closed -$3K
CLDR
1137
DELISTED
Cloudera, Inc.
CLDR
– –
-2,500
Closed -$22K
WFC.PRX
1138
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
– –
-16,958
Closed -$432K
WFC.PRO
1139
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRO
– –
-25,713
Closed -$636K
MXIM
1140
CALL
DELISTED
Maxim Integrated Products
MXIM
– –
-150
Closed -$8K
MXIM
1141
DELISTED
Maxim Integrated Products
MXIM
– –
-500
Closed -$28K
USCR
1142
DELISTED
U S Concrete, Inc.
USCR
– –
-3,300
Closed -$182K
TLND
1143
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-1,150
Closed -$39K
BPYU
1144
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-100
Closed -$2K
HOME
1145
DELISTED
At Home Group Inc.
HOME
– –
-15,754
Closed -$151K
EFF
1146
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-1,093
Closed -$16K
CTB
1147
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-650
Closed -$16K
GLUU
1148
DELISTED
Glu Mobile Inc.
GLUU
– –
-20,000
Closed -$99K
MEN
1149
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-172
Closed -$1K
NMY
1150
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-172
Closed -$2K
44 45
46
47 48

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.