We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADMS
1126
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-6,500
Closed -$130K
XLRN
1127
DELISTED
Acceleron Pharma
XLRN
– –
-1,500
Closed -$85K
JTD
1128
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-360
Closed -$6K
SOJB
1129
DELISTED
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
– –
-18,800
Closed -$438K
CLDR
1130
DELISTED
Cloudera, Inc.
CLDR
– –
-8,000
Closed -$141K
IFFT
1131
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-20,000
Closed -$1.15M
MXIM
1132
CALL
DELISTED
Maxim Integrated Products
MXIM
– –
-250
Closed -$14K
ALXN
1133
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-5
Closed –
GRUB
1134
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-25
Closed -$6K
STND
1135
DELISTED
Standard AVB Financial Corp. Common Stock
STND
– –
-3,800
Closed -$118K
FFG
1136
DELISTED
FBL Financial Group
FFG
– –
-1,000
Closed -$75K
RP
1137
DELISTED
RealPage, Inc.
RP
– –
-2,000
Closed -$131K
MEN
1138
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-90
Closed –
NMY
1139
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-90
Closed -$1K
BAF
1140
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-90
Closed -$1K
NUM
1141
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-90
Closed -$1K
EIDX
1142
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
– –
-3,000
Closed -$29K
DNKN
1143
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-1,600
Closed -$114K
GFY
1144
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-45
Closed –
JHY
1145
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
– –
-90
Closed –
AKCA
1146
PUT
DELISTED
Akcea Therapeutics Inc
AKCA
– –
-71
Closed -$2K
NBL
1147
DELISTED
Noble Energy, Inc.
NBL
– –
-1,600
Closed -$49K
PRNB
1148
DELISTED
Principia Biopharma Inc. Common Stock
PRNB
– –
-145
Closed -$4K
MSBF
1149
DELISTED
MSB Financial Corp.
MSBF
$0 ﹤0.01%
1
-2,534
-100% -$47.2K
DGLD
1150
DELISTED
VelocitySharesTM 3x Inverse Gold ETN linked to the S&P GSCI Gold Index ER
DGLD
– –
-9,000
Closed -$522K
44 45
46
47 48

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.