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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAL
1101
DELISTED
Salisbury Bancorp, Inc.
SAL
– –
-10,348
Closed -$202K
MLVF
1102
DELISTED
Malvern Bancorp, Inc.
MLVF
– –
-3,336
Closed -$72K
STSA
1103
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
– –
-300
Closed -$4K
MGI
1104
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
200
– –
VNTR
1105
DELISTED
Venator Materials PLC
VNTR
– –
-27,806
Closed -$67K
BSMX
1106
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-82,500
Closed -$519K
BBBY
1107
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-2,000
Closed -$21K
ASPU
1108
DELISTED
ASPEN GROUP, INC.
ASPU
– –
-16,220
Closed -$84K
AIMC
1109
DELISTED
Altra Industrial Motion Corp
AIMC
$0 ﹤0.01%
1
– –
COUP
1110
DELISTED
Coupa Software Incorporated
COUP
– –
-500
Closed -$64K
SRNE
1111
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-2,000
Closed -$4K
VIVE
1112
DELISTED
VIVEVE MED INC
VIVE
– –
-1,614
Closed -$71K
MH.PRD
1113
DELISTED
Maiden Holdings North America, Ltd. 6.700% Non-Cumulative Preference Shares, Series D
MH.PRD
$0 ﹤0.01%
+100
New +$570
ZEN
1114
DELISTED
ZENDESK INC
ZEN
– –
-295
Closed -$21K
PING
1115
DELISTED
Ping Identity Holding Corp.
PING
– –
-1,500
Closed -$25K
PTR
1116
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-2,000
Closed -$101K
AXU
1117
DELISTED
Alexco Resource Corp
AXU
– –
-10,000
Closed -$17K
LFC
1118
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
1
– –
ATHX
1119
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-60
Closed -$1K
CDR
1120
DELISTED
Cedar Realty Trust, Inc
CDR
$0 ﹤0.01%
45
-61
-58% -$1.19K
TPTX
1121
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-3,150
Closed -$118K
SAFM
1122
CALL
DELISTED
Sanderson Farms Inc
SAFM
– –
-60
Closed -$9K
ENIA
1123
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
– –
-972
Closed -$8K
CERN
1124
DELISTED
Cerner Corp
CERN
– –
-22
Closed -$1K
JCO
1125
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
– –
-258
Closed -$2K
43 44
45
46 47

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.