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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REED
1101
DELISTED
Reeds, Inc. Common Stock
REED
– –
-44
Closed -$7K
PRTY
1102
DELISTED
Party City Holdco Inc.
PRTY
– –
-5,400
Closed -$73K
SPNE
1103
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-20,300
Closed -$315K
HTGM
1104
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
– –
-442
Closed -$402K
TMX
1105
CALL
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-2,574
Closed -$71K
TMX
1106
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-156,417
Closed -$4.35M
GBT
1107
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-75
Closed -$2K
GBT
1108
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-5,000
Closed -$190K
GBT
1109
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-50
Closed -$1K
CTXS
1110
DELISTED
Citrix Systems Inc
CTXS
– –
-59
Closed -$6K
TYME
1111
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
– –
-7,500
Closed -$20K
NBEV
1112
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
-27,608
Closed -$145K
AXU
1113
DELISTED
Alexco Resource Corp
AXU
– –
-15,000
Closed -$15K
ENDP
1114
DELISTED
Endo International plc
ENDP
– –
-2,000
Closed -$33K
SAIL
1115
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-2,500
Closed -$85K
NPTN
1116
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-62,500
Closed -$518K
BDR
1117
DELISTED
Blonder Tongue Laboratories Inc
BDR
– –
-500
Closed –
NEV
1118
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-90
Closed -$1K
HSTO
1119
DELISTED
Histogen Inc. Common Stock
HSTO
$0 ﹤0.01%
2
– –
MYJ
1120
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-90
Closed -$1K
MFL
1121
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-135
Closed -$1K
CPLG
1122
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-1,125
Closed -$21K
KL
1123
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-6,306
Closed -$119K
NXQ
1124
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-90
Closed -$1K
NXR
1125
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-90
Closed -$1K
43 44
45
46 47

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BCH
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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.