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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XGN icon
1076
Exagen
XGN
$167M
– –
-200
Closed -$3K
XLF icon
1077
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
– –
-7,066
Closed -$197K
XLU icon
1078
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-200
Closed -$6K
XME icon
1079
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.55B
– –
-60
Closed -$1K
YELP icon
1080
CALL
Yelp
YELP
$1.28B
– –
-75
Closed -$2K
ZS icon
1081
PUT
Zscaler
ZS
$28.8B
– –
-25
Closed -$1K
CPAY icon
1082
Corpay
CPAY
$26.8B
$0 ﹤0.01%
+1
New +$295
SUNE
1083
SUNation Energy
SUNE
$10.6M
– –
0
– –
DVLT
1084
Datavault AI
DVLT
$261M
– –
0
– -$24K
INSI
1085
DELISTED
Insight Select Income Fund
INSI
– –
-1,000
Closed -$20K
SLCA
1086
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-1,500
Closed -$14K
ASLN
1087
DELISTED
ASLAN Pharmaceuticals Limited American Depositary Shares
ASLN
– –
-478
Closed -$33K
SIX
1088
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-5,000
Closed -$253K
PXD
1089
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-100
Closed -$12K
MDC
1090
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-3,240
Closed -$129K
AYX
1091
DELISTED
Alteryx Inc
AYX
– –
-800
Closed -$85K
AIG.PRA
1092
DELISTED
American International Group, Inc. Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series A 5.85% Non-Cumulative Perpetual Preferred Stock
AIG.PRA
– –
-31,777
Closed -$866K
SFE
1093
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-6,500
Closed -$73K
LTHM
1094
DELISTED
Livent Corporation
LTHM
– –
-20,000
Closed -$133K
IHIT
1095
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
– –
-10,123
Closed -$105K
RAD
1096
DELISTED
Rite Aid Corporation
RAD
– –
-205
Closed -$1K
PRTK
1097
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-500
Closed -$2K
WFC.PRQ
1098
DELISTED
Wells Fargo & Co.
WFC.PRQ
– –
-20,000
Closed -$528K
BKI
1099
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-353
Closed -$21K
CLVR
1100
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$0 ﹤0.01%
2
– –
42 43
44
45 46

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.