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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPWR
1076
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-1,069
Closed -$5K
VBIV
1077
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
– –
-167
Closed -$12K
DCPH
1078
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-500
Closed -$19K
TTOO
1079
DELISTED
T2 Biosystems, Inc
TTOO
– –
0
– -$2K
AEL
1080
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-500
Closed -$17K
DSKE
1081
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-10,000
Closed -$80K
SPLK
1082
CALL
DELISTED
Splunk Inc
SPLK
– –
-20
Closed -$2K
SPLK
1083
DELISTED
Splunk Inc
SPLK
– –
-1,250
Closed -$151K
NEPT
1084
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-13
Closed -$67K
IMGN
1085
DELISTED
Immunogen Inc
IMGN
– –
-400
Closed -$3K
NVTA
1086
DELISTED
Invitae Corporation
NVTA
– –
-400
Closed -$6K
FTCH
1087
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-900
Closed -$24K
ARCE
1088
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
– –
-200
Closed -$4K
VRTV
1089
DELISTED
VERITIV CORPORATION
VRTV
– –
-400
Closed -$14K
JPS
1090
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-1,125
Closed -$9K
SVVC
1091
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-26,700
Closed -$452K
SYNH
1092
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-1,750
Closed -$90K
NSL
1093
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-180
Closed -$1K
VRAY
1094
DELISTED
ViewRay, Inc.
VRAY
– –
-15,384
Closed -$143K
NIQ
1095
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-45
Closed –
MGI
1096
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
200
– –
NKG
1097
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
– –
-90
Closed –
AIMC
1098
PUT
DELISTED
Altra Industrial Motion Corp
AIMC
– –
-3,350
Closed -$138K
COUP
1099
DELISTED
Coupa Software Incorporated
COUP
– –
-300
Closed -$23K
AVYA
1100
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-19,500
Closed -$431K
42 43
44
45 46

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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.