We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+39.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$6.52M
Cap. Flow
-$15.7M
Cap. Flow %
-5.36%
Top 10 Hldgs %
51.01%
Holding
1,152
New
460
Increased
127
Reduced
100
Closed
409

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$25.3M
2
DIS icon
Walt Disney
DIS
+$22.9M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$20.6M
4
COTY icon
Coty
COTY
+$19.9M
5
CELG
Celgene Corp
CELG
+$11.4M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$44M
2
TSRO
TESARO, Inc.
TSRO
+$17.4M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$17M
4
LIN icon
Linde
LIN
+$9.44M
5
ATHN
Athenahealth, Inc.
ATHN
+$8.65M

Sector Composition

Rank Sector Weight
1 Communication Services 19.03%
2 Materials 10.98%
3 Consumer Staples 10.22%
4 Healthcare 8.66%
5 Financials 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGI
1001
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
300
+100
+50% +$228
AIMC
1002
DELISTED
Altra Industrial Motion Corp
AIMC
$0 ﹤0.01%
1
-12,500
-100% -$379K
REED
1003
DELISTED
Reeds, Inc. Common Stock
REED
$0 ﹤0.01%
+7
New +$915
VIVO
1004
DELISTED
Meridian Bioscience Inc
VIVO
– –
-577
Closed -$10K
BNFT
1005
DELISTED
Benefitfocus, Inc.
BNFT
– –
-228
Closed -$10K
HIL
1006
DELISTED
Hill International, Inc. Common Stock
HIL
– –
-108,902
Closed -$335K
ABMD
1007
DELISTED
Abiomed Inc
ABMD
– –
-34
Closed -$11K
QTNT
1008
DELISTED
Quotient Limited Ordinary Shares
QTNT
– –
-198
Closed -$48K
TWTR
1009
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-403
Closed -$11K
NBEV
1010
CALL
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
-365
Closed -$1K
LFC
1011
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
+1
New +$13
CDR
1012
DELISTED
Cedar Realty Trust, Inc
CDR
$0 ﹤0.01%
+30
New +$674
ETTX
1013
DELISTED
Entasis Therapeutics Holdings Inc.
ETTX
– –
-13,901
Closed -$56K
HSTO
1014
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-2
Closed –
ZNGA
1015
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-59,900
Closed -$235K
PTE
1016
DELISTED
PolarityTE, Inc. Common Stock
PTE
– –
-20
Closed -$6K
VNE
1017
DELISTED
Veoneer, Inc.
VNE
– –
-55,500
Closed -$1.31M
VCRA
1018
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-259
Closed -$10K
XLNX
1019
DELISTED
Xilinx Inc
XLNX
– –
-1,000
Closed -$85K
RDS.A
1020
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-9,580
Closed -$558K
PBC
1021
DELISTED
Prospect Capital Corporation 6.875% Notes due 2029
PBC
– –
-1,783
Closed -$41K
ZIXI
1022
DELISTED
Zix Corporation
ZIXI
– –
-1,732
Closed -$9K
WHFBZ
1023
DELISTED
WhiteHorse Finance, Inc. 6.50% Notes due 2025
WHFBZ
– –
-935
Closed -$22K
CAI.PRA
1024
DELISTED
CAI International, Inc. 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Prefer
CAI.PRA
– –
-1,200
Closed -$27K
CAI.PRB
1025
DELISTED
CAI International, Inc. 8.50% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Prefer
CAI.PRB
– –
-3,500
Closed -$79K
39 40
41
42 43

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
EFM
Eley Financial Management South Burlington, Vermont $277M AUM 20.41% 1-Year Est. Return

FNY Investment Advisers's Q1 2019 Portfolio in Review

As of Q1 2019, FNY Investment Advisers held 1,152 positions worth $292M, up 2.3% from $286M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

FNY Investment Advisers withdrew a net $15.7M in Q1 2019, closing 409 positions and reducing 100 holdings. Its most notable exit was Shire pic, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 16% a quarter earlier, followed by Materials and Consumer Staples.

Against the trend, FNY Investment Advisers opened a new position in DuPont de Nemours worth $16.5M.

  • FNY Investment Advisers's largest Q1 2019 buy was DuPont de Nemours: 182,324 shares worth $16.5M.
  • FNY Investment Advisers added most to Brookfield Property REIT Inc. Class A Common Stock in Q1 2019, an estimated $4.59M increase.
  • FNY Investment Advisers's biggest Q1 2019 reduction was Barclays, cutting an estimated $6.74M.
  • FNY Investment Advisers fully exited Shire pic in Q1 2019, selling an estimated $44M.
  • FNY Investment Advisers's ten largest holdings make up 51% of its $292M portfolio in Q1 2019.
  • FNY Investment Advisers opened 460 new positions and closed 409 in Q1 2019.
  • FNY Investment Advisers's portfolio value rose 2.3% quarter-over-quarter to $292M.

Based on FNY Investment Advisers's 13F filing for Q1 2019, filed 17 Apr 2019.