We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHG icon
76
Philips
PHG
$26.4B
$666K 0.31%
+18,159
New +$690K
VAQC
77
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$590K 0.27%
+60,542
New +$591K
VICI icon
78
VICI Properties
VICI
$28.6B
$582K 0.27%
+20,490
New +$624K
TME icon
79
Tencent Music
TME
$14.3B
$580K 0.27%
80,109
+60,409
+307% +$592K
DNA icon
80
Ginkgo Bioworks
DNA
$506M
$577K 0.27%
+1,245
New +$606K
FSD
81
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$565K 0.26%
35,613
+31,113
+691% +$495K
VIVO
82
VivoPower PLC
VIVO
$124M
$544K 0.25%
+9,640
New +$587K
GEF.B icon
83
Greif Class B
GEF.B
$4.23B
$524K 0.24%
8,100
+240
+3% +$14.8K
EA
84
DELISTED
Electronic Arts
EA
$519K 0.24%
+3,650
New +$512K
PIAI
85
DELISTED
Prime Impact Acquisition I
PIAI
$511K 0.24%
52,050
+990
+2% +$9.67K
AGCB
86
DELISTED
Altimeter Growth Corp 2
AGCB
$504K 0.23%
+51,000
New +$508K
JWSM.U
87
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$502K 0.23%
50,000
– –
MU icon
88
Micron Technology
MU
$981B
$496K 0.23%
7,000
+3,600
+106% +$270K
U icon
89
Unity
U
$19.3B
$492K 0.23%
+3,900
New +$462K
ZLSWU
90
DELISTED
Zalatoris II Acquisition Corp Unit
ZLSWU
$491K 0.23%
+50,000
New +$493K
DYAI icon
91
Dyadic International
DYAI
$38.3M
$464K 0.22%
+83,500
New +$389K
BURU
92
DELISTED
NUBURU INC
BURU
$436K 0.2%
224
+216
+2,700% +$421K
FWAC
93
DELISTED
Fifth Wall Acquisition Corp. III Class A Ordinary Shares
FWAC
$433K 0.2%
+44,140
New +$438K
HEI icon
94
HEICO Corp
HEI
$51.3B
$432K 0.2%
3,280
+560
+21% +$73.7K
GRFS
95
Grifois
GRFS
$5.44B
$423K 0.2%
29,019
+22,819
+368% +$345K
BHP icon
96
BHP
BHP
$229B
$420K 0.19%
+8,802
New +$538K
SCPL
97
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$413K 0.19%
+20,000
New +$353K
NXDR
98
Nextdoor Holdings
NXDR
$1.03B
$405K 0.19%
+39,814
New +$410K
GRIN
99
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
$399K 0.19%
25,905
+5,905
+30% +$79.7K
ADF
100
DELISTED
Aldel Financial Inc
ADF
$399K 0.19%
+39,575
New +$393K
2 3
4
5 6

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.