FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$171M
Cap. Flow
+$23.3M
Cap. Flow %
13.67%
Top 10 Hldgs %
38.23%
Holding
697
New
223
Increased
63
Reduced
64
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
SSL icon
Sasol
SSL
$4.04M
4
ASML icon
ASML
ASML
$3.91M
5
BP icon
BP
BP
$2.97M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LVOX
76
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$536K 0.31% +51,300 New +$536K
PLUG icon
77
Plug Power
PLUG
$1.81B
$534K 0.31% +65,050 New +$534K
TCBI icon
78
Texas Capital Bancshares
TCBI
$3.96B
$530K 0.31% 17,200 -3,000 -15% -$92.4K
YUMC icon
79
Yum China
YUMC
$16.4B
$528K 0.31% +10,988 New +$528K
CTLP icon
80
Cantaloupe
CTLP
$797M
$527K 0.31% +75,201 New +$527K
NPAUU
81
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$527K 0.31% +50,000 New +$527K
FTI icon
82
TechnipFMC
FTI
$15.1B
$486K 0.28% +71,100 New +$486K
FTACU
83
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$480K 0.28% +37,860 New +$480K
FBIO icon
84
Fortress Biotech
FBIO
$76.8M
$469K 0.27% 175,000 – –
SFT
85
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$464K 0.27% +35,850 New +$464K
SSL icon
86
Sasol
SSL
$4.29B
$458K 0.27% 59,423 -524,094 -90% -$4.04M
TTCF
87
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$447K 0.26% +27,181 New +$447K
CBFV icon
88
CB Financial Services
CBFV
$166M
$443K 0.26% +20,341 New +$443K
CRH icon
89
CRH
CRH
$75.9B
$442K 0.26% +12,890 New +$442K
PFF icon
90
iShares Preferred and Income Securities ETF
PFF
$14.4B
$419K 0.24% 12,100 +12,000 +12,000% +$416K
FSCT
91
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$418K 0.24% 19,726 -47,501 -71% -$1.01M
NAVB
92
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$413K 0.24% 105,000 -94,220 -47% -$371K
NVO icon
93
Novo Nordisk
NVO
$251B
$412K 0.24% 6,300 +1,300 +26% +$85K
OXY icon
94
Occidental Petroleum
OXY
$46.9B
$411K 0.24% +22,500 New +$411K
ALXN
95
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$403K 0.23% 3,597 – –
XLNX
96
DELISTED
Xilinx Inc
XLNX
$393K 0.23% +4,000 New +$393K
WPP icon
97
WPP
WPP
$5.73B
$391K 0.23% 10,000 -10,000 -50% -$391K
BMY.RT
98
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$390K 0.23% 109,209 -93,700 -46% -$335K
CELH icon
99
Celsius Holdings
CELH
$16.2B
$388K 0.23% 33,000 +1,007 +3% +$11.8K
ID
100
DELISTED
PARTS iD, Inc.
ID
$386K 0.22% 40,238 +38 +0.1% +$365
2 3
4
5 6