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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
76
HP
HPQ
$27.3B
$694K 0.22%
+33,800
New +$640K
WDC icon
77
Western Digital
WDC
$151B
$684K 0.21%
14,261
+13,552
+1,911% +$565K
PUK icon
78
Prudential
PUK
$35.1B
$674K 0.21%
+18,258
New +$644K
UNB icon
79
Union Bankshares
UNB
$117M
$665K 0.21%
18,362
+8,478
+86% +$289K
WOLF icon
80
Wolfspeed
WOLF
$1.52B
$653K 0.2%
14,171
+8,671
+158% +$405K
SBSW icon
81
Sibanye-Stillwater
SBSW
$7.55B
$645K 0.2%
+65,000
New +$503K
SPY icon
82
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$645K 0.2%
2,005
+1,967
+5,176% +$606K
GNW icon
83
Genworth Financial
GNW
$3.7B
$640K 0.2%
145,650
-80,000
-35% -$336K
EVV
84
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$617K 0.19%
46,586
+33,931
+268% +$435K
DY icon
85
Dycom Industries
DY
$12B
$612K 0.19%
+13,000
New +$633K
VTA
86
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$608K 0.19%
53,627
+35,712
+199% +$395K
GNCA
87
DELISTED
Genocea Biosciences, Inc.
GNCA
$569K 0.18%
275,000
+22,000
+9% +$52.2K
PSNL icon
88
Personalis
PSNL
$1.55B
$567K 0.18%
+52,024
New +$541K
MPC icon
89
Marathon Petroleum
MPC
$90B
$549K 0.17%
9,121
-1,500
-14% -$93.8K
USNA icon
90
Usana Health Sciences
USNA
$265M
$549K 0.17%
+7,000
New +$516K
MGNI icon
91
Magnite
MGNI
$3.47B
$546K 0.17%
67,000
+37,000
+123% +$304K
MBIO icon
92
Mustang Bio
MBIO
$4.47M
$530K 0.16%
173
+40
+30% +$91.6K
JQC icon
93
Nuveen Credit Strategies Income Fund
JQC
$712M
$527K 0.16%
68,800
+4,940
+8% +$36.7K
FBIO icon
94
Fortress Biotech
FBIO
$91.4M
$514K 0.16%
13,333
– –
AA icon
95
Alcoa
AA
$13.6B
$505K 0.16%
+23,500
New +$486K
SACC
96
DELISTED
Sachem Capital Corp. 6.875% Notes due 2024
SACC
$502K 0.16%
+20,000
New +$500K
LFWD icon
97
ReWalk Robotics
LFWD
$21.7M
$497K 0.15%
2,740
+60
+2% +$13K
CS
98
DELISTED
Credit Suisse Group
CS
$492K 0.15%
36,625
+25,830
+239% +$330K
EMD
99
Western Asset Emerging Markets Debt Fund
EMD
$611M
$482K 0.15%
33,788
+23,045
+215% +$322K
TEI
100
Templeton Emerging Markets Income Fund
TEI
$322M
$480K 0.15%
52,258
+42,771
+451% +$385K
2 3
4
5 6

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BCH
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NCM
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EFM
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.