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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHPW
951
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-13
Closed -$1K
WRK
952
DELISTED
WestRock Company
WRK
– –
-949
Closed -$50K
BREZR
953
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$0 ﹤0.01%
300
– –
AGTI
954
DELISTED
Agiliti Inc
AGTI
– –
-874
Closed -$19K
FPL
955
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-7,785
Closed -$46K
MOTS
956
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$0 ﹤0.01%
1
– –
CPE
957
DELISTED
Callon Petroleum Company
CPE
– –
-1,582
Closed -$91K
SOLO
958
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$0 ﹤0.01%
100
– –
EXPR
959
DELISTED
Express, Inc.
EXPR
– –
-254
Closed -$33K
BFX
960
DELISTED
BowFlex Inc.
BFX
– –
-67,500
Closed -$1.14M
NSTB
961
CALL
DELISTED
Northern Star Investment Corp. II
NSTB
– –
-149
Closed -$1K
LVOX
962
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-85,319
Closed -$712K
MIRO
963
DELISTED
Miromatrix Medical Inc. Common Stock
MIRO
– –
-900
Closed -$10K
KVSA
964
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$0 ﹤0.01%
100
– –
CZOO
965
CALL
DELISTED
Cazoo Group Ltd
CZOO
– –
0
– -$2K
CZOO
966
DELISTED
Cazoo Group Ltd
CZOO
– –
-1
Closed -$17K
SDC
967
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-100
Closed –
SUNL
968
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-5,135
Closed -$1.02M
LTCH
969
DELISTED
Latch, Inc. Common Stock
LTCH
$0 ﹤0.01%
60
-19,700
-100% -$243K
IRNT
970
DELISTED
IronNet, Inc.
IRNT
– –
-40,074
Closed -$400K
CPUH.U
971
DELISTED
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
– –
-8,000
Closed -$81K
APPH
972
PUT
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-250
Closed -$4K
BBIG
973
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
– –
-746
Closed -$40K
TTCF
974
PUT
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-400
Closed -$8K
BWAC
975
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
– –
-18,510
Closed -$185K
37 38
39
40 41

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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.