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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLRD
951
CALL
DELISTED
Tailored Brands, Inc.
TLRD
– –
-600
Closed -$2K
SBBX
952
DELISTED
SB One Bancorp Common Stock
SBBX
– –
-6,168
Closed -$153K
LHC.WS
953
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
– –
-140,141
Closed -$92K
AXE
954
DELISTED
Anixter International Inc
AXE
– –
-1,125
Closed -$103K
PYX
955
DELISTED
Pyxus International, Inc.
PYX
– –
-101,768
Closed -$909K
LTM
956
CALL
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
– –
-1,875
Closed -$19K
LTM
957
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
– –
-349,215
Closed -$3.55M
TSLF
958
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-13,300
Closed -$201K
I
959
DELISTED
INTELSAT S. A.
I
– –
-131,371
Closed -$923K
NTGN
960
DELISTED
Neon Therapeutics, Inc. Common Stock
NTGN
– –
-250,000
Closed -$295K
TTP
961
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-1,539
Closed -$79K
ALGRR
962
DELISTED
Allegro Merger Corp Right
ALGRR
$0 ﹤0.01%
+10,000
New +$2.77K
MICR
963
DELISTED
Micron Solutions, Inc.
MICR
– –
-73,700
Closed -$176K
S
964
DELISTED
Sprint Corporation
S
– –
-1,100
Closed -$7.72K
AVX
965
DELISTED
AVX Corporation
AVX
– –
-1,000
Closed -$20K
AYR
966
DELISTED
Aircastle Ltd
AYR
– –
-1,300
Closed -$41K
INST
967
DELISTED
Instructure, Inc.
INST
– –
-30,115
Closed -$1.45M
INST
968
PUT
DELISTED
Instructure, Inc.
INST
– –
-46
Closed -$2K
ZAYO
969
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-307,752
Closed -$10.7M
SAUC
970
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
– –
-273,029
Closed -$283K
KYN.PRF.CL
971
DELISTED
Kayne Anderson MLP/Midstream Investment Company 3.500% Series F Mandatory Redeemable Preferred Share
KYN.PRF.CL
– –
-100
Closed -$2K
CRCM
972
DELISTED
CARE.COM, INC.
CRCM
– –
-18,400
Closed -$276K
DPLO
973
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-37,100
Closed -$148K
MPVD
974
DELISTED
Mountain Province Diamonds Inc.
MPVD
– –
-26,619
Closed -$23K
PKD
975
DELISTED
Parker Drilling Company
PKD
$0 ﹤0.01%
+99
New +$1.82K
37 38
39
40 41

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.