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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
951
PUT
Netflix
NFLX
$311B
– –
-80
Closed -$2K
NGD
952
DELISTED
New Gold Inc
NGD
– –
-114,154
Closed -$115K
NIO icon
953
NIO
NIO
$11.6B
– –
-5,200
Closed -$8K
NKE icon
954
Nike
NKE
$61.3B
– –
-300
Closed -$28K
NKX icon
955
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$663M
– –
-172
Closed -$2K
NMI icon
956
Nuveen Municipal Income
NMI
$130M
– –
-172
Closed -$1K
NMT icon
957
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
– –
-86
Closed -$1K
NMZ icon
958
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
– –
-516
Closed -$7K
NOW icon
959
CALL
ServiceNow
NOW
$132B
– –
-50
Closed -$2K
NPV icon
960
Nuveen Virginia Quality Municipal Income Fund
NPV
$215M
– –
-172
Closed -$2K
NQP
961
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-430
Closed -$6K
NSC icon
962
Norfolk Southern
NSC
$75.2B
– –
-1,000
Closed -$179K
NTES icon
963
NetEase
NTES
$81.9B
– –
-960
Closed -$51K
NTNX icon
964
CALL
Nutanix
NTNX
$17.4B
– –
-50
Closed -$1K
NUW icon
965
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
– –
-172
Closed -$2K
NVDA icon
966
NVIDIA
NVDA
$5.27T
– –
-1,640
Closed -$7K
NVG icon
967
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-2,064
Closed -$34K
NVNO
968
enVVeno Medical
NVNO
$7.6M
– –
-6
Closed -$4K
NVO
969
Novo Nordisk
NVO
$207B
– –
-10,000
Closed -$258K
NWFL icon
970
Norwood Financial Corp
NWFL
$373M
– –
-801
Closed -$25K
NWG icon
971
NatWest
NWG
$75.8B
– –
-55,212
Closed -$303K
NWL icon
972
Newell Brands
NWL
$2.62B
– –
-300
Closed -$5K
NXC
973
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
– –
-86
Closed -$1K
NXJ
974
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-430
Closed -$6K
NXN
975
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
– –
-86
Closed -$1K
37 38
39
40 41

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.