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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSWC icon
951
Capital Southwest
CSWC
$1.61B
– –
-90
Closed -$1K
HERZ
952
Herzfeld Credit Income Fund
HERZ
$32.6M
– –
-40
Closed -$2K
CVS icon
953
CALL
CVS Health
CVS
$121B
– –
-300
Closed -$18K
CVX icon
954
Chevron
CVX
$387B
– –
-2,932
Closed -$370K
CW icon
955
Curtiss-Wright
CW
$25.4B
– –
-12
Closed -$1K
CWH icon
956
Camping World
CWH
$672M
– –
-2,906
Closed -$72K
CXT icon
957
Crane NXT
CXT
$2.96B
– –
-52
Closed -$1K
DB icon
958
Deutsche Bank
DB
$72B
– –
-267,510
Closed -$2.84M
DBC icon
959
Invesco DB Commodity Index Tracking Fund
DBC
$1.71B
– –
-10,000
Closed -$176K
DBX icon
960
CALL
Dropbox
DBX
$7.66B
– –
-70
Closed -$2K
DE icon
961
CALL
Deere & Co
DE
$165B
– –
-40
Closed -$2K
DE icon
962
Deere & Co
DE
$165B
– –
-1,440
Closed -$201K
DELL icon
963
CALL
Dell
DELL
$319B
– –
-75
Closed -$1K
DHX icon
964
DHI Group
DHX
$174M
– –
-10,000
Closed -$23K
DIA icon
965
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
– –
-2,475
Closed -$600K
DINO icon
966
CALL
HF Sinclair
DINO
$16.3B
– –
-150
Closed -$10K
DINO icon
967
HF Sinclair
DINO
$16.3B
– –
-69
Closed -$4K
DKS icon
968
Dick's Sporting Goods
DKS
$18.1B
– –
-671
Closed -$23K
DLX icon
969
Deluxe
DLX
$1.11B
– –
-57
Closed -$3K
DOX icon
970
Amdocs
DOX
$6.21B
– –
-33
Closed -$2K
DSI icon
971
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
– –
-90
Closed -$4K
DUK icon
972
Duke Energy
DUK
$96.8B
– –
-2,486
Closed -$196K
DVY icon
973
iShares Select Dividend ETF
DVY
$23.9B
– –
-1,530
Closed -$149K
EBF icon
974
Ennis
EBF
$557M
– –
-42
Closed –
EL icon
975
PUT
Estee Lauder
EL
$31.7B
– –
-9
Closed -$1K
37 38
39
40 41

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CC
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BCH
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RFA
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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.