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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPEV icon
926
XPeng
XPEV
$11.3B
– –
-20,000
Closed -$888K
XXII
927
CALL
22nd Century Group
XXII
$1.56M
– –
0
– -$2K
XWEL icon
928
XWELL
XWEL
$8.44M
– –
-3,750
Closed -$115K
YOU icon
929
Clear Secure
YOU
$4.83B
– –
-1,200
Closed -$48K
YPF icon
930
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.2B
– –
-45,684
Closed -$213K
LFWD icon
931
ReWalk Robotics
LFWD
$21.5M
$0 ﹤0.01%
1
– –
BODI icon
932
The Beachbody Company
BODI
$47.1M
– –
-466
Closed -$242K
CPAY icon
933
CALL
Corpay
CPAY
$26.4B
– –
-77
Closed -$19K
QCLS
934
Q/C Technologies Inc
QCLS
$22.5M
– –
-17
Closed -$315K
NIXX
935
Nixxy Inc
NIXX
$17.3M
$0 ﹤0.01%
16
+4
+33% +$257
MTVA
936
MetaVia Inc
MTVA
$7.39M
– –
-4
Closed -$33K
OUSTZ
937
DELISTED
Ouster Inc Warrants
OUSTZ
– –
-17,616
Closed -$64K
PRSU
938
Pursuit Attractions and Hospitality Inc
PRSU
$1.26B
– –
-31,250
Closed -$1.56M
CTEV
939
Claritev Corp
CTEV
$587M
$0 ﹤0.01%
3
-12
-80% -$3.25K
LGF.B
940
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-1,420
Closed -$25K
MKFG
941
DELISTED
Markforged Holding Corporation
MKFG
– –
-55
Closed -$5K
DM
942
PUT
DELISTED
Desktop Metal, Inc.
DM
– –
-60
Closed -$6K
SNAX
943
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-4,321
Closed -$668K
TELL
944
DELISTED
Tellurian Inc.
TELL
– –
-1,000
Closed -$4K
BFI
945
CALL
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-226
Closed -$2K
FAM
946
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-4,000
Closed -$40K
VLD
947
DELISTED
Velo3D, Inc.
VLD
– –
-6,800
Closed -$2.38M
ASXC
948
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-15,837
Closed -$50K
GAMCU
949
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$0 ﹤0.01%
100
– –
BHIL
950
DELISTED
Benson Hill, Inc.
BHIL
– –
-3
Closed –
36 37
38
39 40

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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.