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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFIC icon
926
MidCap Financial Investment
MFIC
$804M
– –
-2,000
Closed -$32K
MGM icon
927
CALL
MGM Resorts International
MGM
$11.1B
– –
-200
Closed -$5K
MHD icon
928
BlackRock MuniHoldings Fund
MHD
$605M
– –
-172
Closed -$2K
MHF
929
Western Asset Municipal High Income Fund
MHF
$154M
– –
-172
Closed -$1K
MIN
930
Aberdeen Intermediate Income Fund
MIN
$280M
– –
-10,040
Closed -$38K
MIY icon
931
BlackRock MuniYield Michigan Quality Fund
MIY
$361M
– –
-172
Closed -$2K
MMU
932
Western Asset Managed Municipals Fund
MMU
$552M
– –
-258
Closed -$3K
MO icon
933
CALL
Altria Group
MO
$109B
– –
-400
Closed -$16K
MO icon
934
Altria Group
MO
$109B
$0 ﹤0.01%
+1
New +$47
MPA icon
935
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
– –
-172
Closed -$2K
MQT
936
DELISTED
BlackRock MuniYield Quality Fund II
MQT
– –
-258
Closed -$3K
MQY icon
937
BlackRock MuniYield Quality Fund
MQY
$814M
– –
-258
Closed -$3K
MS.PRE icon
938
Morgan Stanley Series E Preferred Stock
MS.PRE
$879M
– –
-92
Closed -$2K
MTCH icon
939
Match Group
MTCH
$8.45B
– –
-289
Closed -$20K
MUA icon
940
BlackRock MuniAssets Fund
MUA
$518M
– –
-344
Closed -$5K
MUE
941
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-172
Closed -$2K
MVF
942
DELISTED
BlackRock MuniVest Fund
MVF
– –
-430
Closed -$3K
MVT
943
DELISTED
BlackRock MuniVest Fund II
MVT
– –
-172
Closed -$2K
MYD
944
DELISTED
BlackRock MuniYield Fund
MYD
– –
-258
Closed -$3K
NAK
945
Northern Dynasty Minerals
NAK
$953M
– –
-20,000
Closed -$11K
NAN icon
946
Nuveen New York Quality Municipal Income Fund
NAN
$371M
– –
-172
Closed -$2K
NAZ icon
947
Nuveen Arizona Quality Municipal Income Fund
NAZ
$160M
– –
-172
Closed -$2K
NCA icon
948
Nuveen California Municipal Value Fund
NCA
$304M
– –
-258
Closed -$2K
NET icon
949
Cloudflare
NET
$109B
– –
-7,000
Closed -$129K
NFJ
950
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
– –
-9,537
Closed -$116K
36 37
38
39 40

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KWM
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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.