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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAM icon
926
Pampa Energía
PAM
$4.28B
– –
-150
Closed -$4K
PAYX icon
927
Paychex
PAYX
$43.1B
– –
-133
Closed -$9K
PCG icon
928
PG&E
PCG
$38.1B
– –
-2,500
Closed -$89.5K
PCM
929
PCM Fund
PCM
$70.3M
$0 ﹤0.01%
90
– –
PEP icon
930
PepsiCo
PEP
$189B
– –
-599
Closed -$67.5K
PFL
931
PIMCO Income Strategy Fund
PFL
$388M
– –
-135
Closed -$1K
PGEN icon
932
CALL
Precigen
PGEN
$2.46B
– –
-101
Closed -$1K
PGEN icon
933
Precigen
PGEN
$2.46B
– –
-7,500
Closed -$129K
PHK
934
PIMCO High Income Fund
PHK
$875M
– –
-1,125
Closed -$9K
PIM
935
Franklin Master Intermediate Income Trust
PIM
$153M
$0 ﹤0.01%
135
– –
PLCE icon
936
Children's Place
PLCE
$56.3M
– –
-1,875
Closed -$239K
PNI
937
PIMCO New York Municipal Income Fund II
PNI
$78M
$0 ﹤0.01%
90
– –
CNSY
938
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– –
PTGX icon
939
Protagonist Therapeutics
PTGX
$9.6B
– –
-3,000
Closed -$30K
PYPL icon
940
PayPal
PYPL
$50.5B
– –
-502
Closed -$41.8K
QLYS icon
941
Qualys
QLYS
$6.51B
– –
-2,500
Closed -$222K
QQQ icon
942
PUT
Invesco QQQ Trust
QQQ
$478B
– –
-811
Closed -$150K
QQQX icon
943
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
– –
-8,849
Closed -$212K
QURE icon
944
uniQure
QURE
$3.12B
– –
-1,000
Closed -$36K
RAMP icon
945
CALL
LiveRamp
RAMP
$2.3B
– –
-1,314
Closed -$64K
RBB icon
946
RBB Bancorp
RBB
$458M
– –
-249
Closed -$6K
REGN icon
947
Regeneron Pharmaceuticals
REGN
$82.1B
– –
-36
Closed -$14K
RF icon
948
CALL
Regions Financial
RF
$26.9B
– –
-1,000
Closed -$18K
RGNX icon
949
Regenxbio
RGNX
$703M
– –
-1,500
Closed -$113K
RGR icon
950
Sturm, Ruger & Co
RGR
$598M
– –
-4,321
Closed -$298K
36 37
38
39 40

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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.