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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCOM icon
901
Trip.com Group
TCOM
$28.8B
– –
-7,700
Closed -$273K
TDF
902
Templeton Dragon Fund
TDF
$276M
– –
-2,000
Closed -$47K
TECK icon
903
Teck Resources
TECK
$33.2B
$0 ﹤0.01%
20
-3,000
-99% -$68.7K
TEVA icon
904
Teva Pharmaceuticals
TEVA
$43.3B
– –
-500
Closed -$4.68K
TMC icon
905
TMC The Metals Company
TMC
$1.95B
– –
-31,458
Closed -$313K
TLYS icon
906
Tilly's
TLYS
$125M
– –
-18,000
Closed -$287K
TPB icon
907
Turning Point Brands
TPB
$1.76B
– –
-1,750
Closed -$80K
TRTN.PRD
908
Triton International Ltd 6.875% Series D Preference Shares
TRTN.PRD
$137M
– –
-2,300
Closed -$63K
TS icon
909
Tenaris
TS
$27B
– –
-94,134
Closed -$2.06M
TSM icon
910
CALL
TSMC
TSM
$2.23T
– –
-10
Closed -$1K
TYG
911
Tortoise Energy Infrastructure Corp
TYG
$1.09B
– –
-3,765
Closed -$108K
UVXY icon
912
PUT
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$281M
– –
-2
Closed -$13K
VALE icon
913
CALL
Vale
VALE
$61.5B
– –
-600
Closed -$13K
TONX
914
TON Strategy Co
TONX
$165M
– –
0
– –
VMEO
915
DELISTED
Vimeo
VMEO
– –
-1,000
Closed -$49K
VRTX icon
916
Vertex Pharmaceuticals
VRTX
$134B
– –
-50
Closed -$10K
VTVT icon
917
vTv Therapeutics
VTVT
$129M
– –
-3
Closed –
YARW
918
Yarrow Bioscience, Inc. Common Stock
YARW
$117M
– –
0
– –
WIA
919
Western Asset Inflation-Linked Income Fund
WIA
$186M
– –
-5,623
Closed -$78K
WIW
920
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
– –
-13,480
Closed -$176K
X
921
CALL
DELISTED
US Steel
X
– –
-500
Closed -$12K
X
922
DELISTED
US Steel
X
– –
-20,600
Closed -$494K
X
923
PUT
DELISTED
US Steel
X
– –
-200
Closed -$4K
XOM icon
924
ExxonMobil
XOM
$654B
– –
-1,800
Closed -$113K
XPEV icon
925
CALL
XPeng
XPEV
$11.3B
– –
-115
Closed -$5K
35 36
37
38 39

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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.