We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MH.PRD
901
DELISTED
Maiden Holdings North America, Ltd. 6.700% Non-Cumulative Preference Shares, Series D
MH.PRD
– –
-100
Closed –
MH.PRC
902
DELISTED
Maiden Holdings North America, Ltd. 7.125% Non-Cumulative Preference Shares, Series C
MH.PRC
– –
-10,100
Closed -$66K
ABMD
903
DELISTED
Abiomed Inc
ABMD
– –
-430
Closed -$73K
PEI.PRC
904
DELISTED
Pennsylvania Real Estate Investment Trust 7.20% Series C Cumulative Redeemable Perpetual Preferred Shares
PEI.PRC
– –
-8,000
Closed -$149K
PHAS
905
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
– –
-10,000
Closed -$61K
TWTR
906
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-61
Closed -$1K
LFC
907
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-1
Closed –
CDR
908
DELISTED
Cedar Realty Trust, Inc
CDR
$0 ﹤0.01%
45
– –
TVTY
909
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-1,000
Closed -$20K
ZNGA
910
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-200
Closed -$1K
ESBK
911
DELISTED
Elmira Savings Bank Elmira NY
ESBK
– –
-400
Closed -$6K
ZSAN
912
DELISTED
Zosano Pharma Corporation
ZSAN
– –
-2,857
Closed -$152K
MYC
913
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
– –
-2,588
Closed -$36K
CONE
914
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-500
Closed -$32K
FMO
915
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-1,118
Closed -$44K
XLNX
916
CALL
DELISTED
Xilinx Inc
XLNX
– –
-240
Closed -$23K
XLNX
917
DELISTED
Xilinx Inc
XLNX
– –
-8,060
Closed -$788K
KL
918
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-6,000
Closed -$264K
HRC
919
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-300
Closed -$34K
JMPNZ
920
DELISTED
JMP Group LLC 6.875% Senior Notes due 2029
JMPNZ
– –
-6,850
Closed -$157K
PCI
921
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-12,147
Closed -$306K
MDP
922
DELISTED
Meredith Corporation
MDP
– –
-11,000
Closed -$357K
MSON
923
DELISTED
Misonix Inc
MSON
– –
-2,600
Closed -$48K
VTA
924
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-53,627
Closed -$608K
SIC
925
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-20,000
Closed -$179K
35 36
37
38 39

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
PBPIA
Pivotal bioVenture Partners Investment Advisor San Francisco, California $280M AUM 181.4% 1-Year Est. Return

FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.