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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMZ icon
901
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
– –
-270
Closed -$3K
NOK icon
902
CALL
Nokia
NOK
$52.7B
– –
-350
Closed -$1K
NPV icon
903
Nuveen Virginia Quality Municipal Income Fund
NPV
$215M
– –
-90
Closed -$1K
NQP
904
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-225
Closed -$2K
NSYS icon
905
Nortech Systems
NSYS
$41.6M
– –
-800
Closed -$3K
NTES icon
906
NetEase
NTES
$81.9B
– –
-165
Closed -$7K
NTR icon
907
Nutrien
NTR
$32.1B
– –
-2,500
Closed -$144K
NUW icon
908
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
– –
-90
Closed -$1K
NVAX icon
909
Novavax
NVAX
$1.31B
$0 ﹤0.01%
25
– –
NVG icon
910
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-1,080
Closed -$15K
NWL icon
911
CALL
Newell Brands
NWL
$2.62B
– –
-350
Closed -$7K
NXC
912
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
– –
-45
Closed –
NXN
913
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
– –
-45
Closed –
NXP icon
914
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
– –
-90
Closed -$1K
NZF icon
915
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-990
Closed -$14K
OIH icon
916
VanEck Oil Services ETF
OIH
$1.97B
– –
-4
Closed -$1.58K
OKE icon
917
Oneok
OKE
$57.7B
$0 ﹤0.01%
6
– –
OKTA icon
918
Okta
OKTA
$26.1B
– –
-7,500
Closed -$527K
OLED icon
919
CALL
Universal Display
OLED
$4.32B
– –
-20
Closed -$2K
OLED icon
920
Universal Display
OLED
$4.32B
– –
-1,500
Closed -$176K
ON icon
921
ON Semiconductor
ON
$31.6B
– –
-1,363
Closed -$25K
ONTO icon
922
Onto Innovation
ONTO
$19.5B
– –
-71
Closed -$2K
OPK icon
923
Opko Health
OPK
$1.04B
$0 ﹤0.01%
300
+100
+50% +$339
OVBC icon
924
Ohio Valley Banc Corp
OVBC
$208M
– –
-12,520
Closed -$458K
OXY icon
925
Occidental Petroleum
OXY
$59B
– –
-3,226
Closed -$265K
35 36
37
38 39

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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.