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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$71.6M
AUM Growth
-$72.7M
Cap. Flow
-$111M
Cap. Flow %
-155.21%
Top 10 Hldgs %
33.28%
Holding
946
New
238
Increased
94
Reduced
99
Closed
377

Top Buys

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$2.77M
2
AMZN icon
Amazon
AMZN
+$2.03M
3
CMBT
CMB.TECH NV
CMBT
+$1.94M
4
VIVO
Meridian Bioscience Inc
VIVO
+$1.64M
5
LI icon
Li Auto
LI
+$1.4M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$40M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$20.2M
3
AVLR
Avalara, Inc.
AVLR
+$7.35M
4
HLN icon
Haleon
HLN
+$5.98M
5
ABB
ABB Ltd
ABB
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 18.84%
2 Consumer Discretionary 14.54%
3 Financials 13.96%
4 Industrials 12.93%
5 Communication Services 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCXI
876
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-18,100
Closed -$935K
ZY
877
DELISTED
Zymergen Inc. Common Stock
ZY
– –
-42,355
Closed -$117K
AVLR
878
CALL
DELISTED
Avalara, Inc.
AVLR
– –
-29
Closed -$2K
AVLR
879
DELISTED
Avalara, Inc.
AVLR
– –
-79,196
Closed -$7.35M
Y
880
DELISTED
Alleghany Corp
Y
– –
-30
Closed -$25K
Y
881
PUT
DELISTED
Alleghany Corp
Y
– –
-12
Closed -$10K
IPOD
882
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-85,000
Closed -$850K
IPOF
883
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-492
Closed -$4K
IPOF
884
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-69,001
Closed -$690K
HYT.RT
885
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
– –
-100
Closed –
TMX
886
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-25,994
Closed -$995K
TPGY
887
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
– –
-100
Closed -$1K
RCHG
888
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
– –
-570
Closed -$5K
GBT
889
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-17,300
Closed -$1.18M
GBT
890
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-23
Closed -$1K
BRG
891
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-2,350
Closed -$56K
DRE
892
DELISTED
Duke Realty Corp.
DRE
– –
-1,790
Closed -$86K
CHNG
893
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-733,900
Closed -$20.2M
FTAI.PRA
894
DELISTED
Fortress Transportation and Infrastructure Investors LLC 8.25% Fixed-to-Floating Rate Series A Cumul
FTAI.PRA
– –
-100
Closed -$1K
FTAI.PRC
895
DELISTED
Fortress Transportation and Infrastructure Investors LLC 8.25% Fixed - Rate Reset Series C Cumulativ
FTAI.PRC
– –
-16,085
Closed -$313K
TRQ
896
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-1,000
Closed -$29K
TRQ
897
PUT
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-130
Closed -$3K
CFRX
898
DELISTED
ContraFect Corporation
CFRX
$0 ﹤0.01%
6
-19
-76% -$220
AAC
899
DELISTED
AAC Holdings
AAC
– –
-799
Closed -$7K
NLSN
900
DELISTED
Nielsen Holdings plc
NLSN
– –
-91,000
Closed -$2.52M
33 34 35
36
37

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FNY Investment Advisers's Q4 2022 Portfolio in Review

As of Q4 2022, FNY Investment Advisers held 946 positions worth $71.6M, down 50% from $144M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

FNY Investment Advisers withdrew a net $111M in Q4 2022, closing 377 positions and reducing 99 holdings. Its most notable exit was Change Healthcare Inc. Common Stock, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 32% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, FNY Investment Advisers opened a new position in Amazon worth $1.73M.

  • FNY Investment Advisers's largest Q4 2022 buy was Amazon: 20,538 shares worth $1.73M.
  • FNY Investment Advisers added most to VMware, Inc in Q4 2022, an estimated $2.77M increase.
  • FNY Investment Advisers's biggest Q4 2022 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $40M.
  • FNY Investment Advisers fully exited Change Healthcare Inc. Common Stock in Q4 2022, selling an estimated $20.2M.
  • FNY Investment Advisers's ten largest holdings make up 33% of its $71.6M portfolio in Q4 2022.
  • FNY Investment Advisers opened 238 new positions and closed 377 in Q4 2022.
  • FNY Investment Advisers's portfolio value fell 50% quarter-over-quarter to $71.6M.

Based on FNY Investment Advisers's 13F filing for Q4 2022, filed 10 Jan 2023.