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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSVR
876
Reservoir Media
RSVR
$657M
– –
-20,000
Closed -$198K
RUN icon
877
Sunrun
RUN
$2.36B
– –
-675
Closed -$37K
FLNA
878
Filana Therapeutics
FLNA
$46M
– –
-921
Closed -$78K
SBSW icon
879
Sibanye-Stillwater
SBSW
$7.56B
– –
-15,979
Closed -$267K
SFIX
880
Stitch Fix
SFIX
$478M
– –
-3,000
Closed -$180K
SIG icon
881
Signet Jewelers
SIG
$3.6B
– –
-1,318
Closed -$106K
SIRI icon
882
SiriusXM
SIRI
$9.52B
$0 ﹤0.01%
+15
New +$943
SKIL icon
883
Skillsoft
SKIL
$80.3M
– –
-1,625
Closed -$320K
FIRY
884
Firy Inc
FIRY
$156M
– –
-3
Closed -$1K
SKY icon
885
Champion Homes
SKY
$5.06B
– –
-34,541
Closed -$1.84M
SLV icon
886
iShares Silver Trust
SLV
$31.9B
– –
-400
Closed -$9K
SMFG icon
887
Sumitomo Mitsui Financial
SMFG
$166B
– –
-45,000
Closed -$310K
SMH icon
888
PUT
VanEck Semiconductor ETF
SMH
$72.1B
– –
-300
Closed -$39K
SNCR
889
DELISTED
Synchronoss Technologies
SNCR
– –
-19,444
Closed -$628K
SNOW icon
890
Snowflake
SNOW
$118B
– –
-7,510
Closed -$1.81M
SOFI icon
891
CALL
SoFi Technologies
SOFI
$23B
– –
-150
Closed -$2K
SOFI icon
892
SoFi Technologies
SOFI
$23B
– –
-76,200
Closed -$1.46M
SPIR icon
893
Spire Global
SPIR
$567M
– –
-10,000
Closed -$798K
SPRU icon
894
Spruce Power Holding Corp
SPRU
$39.1M
$0 ﹤0.01%
3
– –
SQNS
895
Sequans Communications SA
SQNS
$43.6M
– –
-1,883
Closed -$283K
STEM icon
896
Stem
STEM
$51.1M
– –
-260
Closed -$187K
SYBX
897
DELISTED
Synlogic
SYBX
– –
-133
Closed -$7K
TAL icon
898
TAL Education Group
TAL
$6.55B
– –
-100
Closed -$2K
TBLA icon
899
CALL
Taboola.com
TBLA
$1.09B
– –
-113
Closed -$1K
TBLA icon
900
PUT
Taboola.com
TBLA
$1.09B
– –
-113
Closed -$1K
34 35
36
37 38

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CC
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BCH
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RFA
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.