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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEM
876
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-576
Closed -$32K
FEI
877
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-1,359
Closed -$16K
FPL
878
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-11,059
Closed -$103K
MOTS
879
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$0 ﹤0.01%
2
– –
CPE
880
DELISTED
Callon Petroleum Company
CPE
– –
-1,500
Closed -$72K
KMF
881
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-11,498
Closed -$120K
JPS
882
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-28,400
Closed -$284K
CEN
883
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-631
Closed -$39K
CLVR
884
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-2
Closed –
UBP
885
DELISTED
Urstadt Biddle Properties Inc.
UBP
$0 ﹤0.01%
35
-3,567
-99% -$58.7K
NSL
886
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-41,353
Closed -$246K
GER
887
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-1,268
Closed -$49K
HEXO
888
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-4,464
Closed -$397K
MGI
889
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
200
– –
BRMK
890
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-2,500
Closed -$31K
SEAC
891
DELISTED
Seachange International Inc
SEAC
– –
-2,121
Closed -$177K
SI
892
DELISTED
Silvergate Capital Corporation
SI
– –
-250
Closed -$3K
AUY
893
DELISTED
Yamana Gold, Inc.
AUY
– –
-40,000
Closed -$158K
AIMC
894
DELISTED
Altra Industrial Motion Corp
AIMC
– –
-1
Closed –
EVOP
895
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
– –
-11,700
Closed -$308K
DEX
896
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-3,686
Closed -$38K
IVH
897
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-23,981
Closed -$333K
REED
898
DELISTED
Reeds, Inc. Common Stock
REED
– –
-750
Closed -$34K
PRTY
899
DELISTED
Party City Holdco Inc.
PRTY
– –
-5,911
Closed -$13K
PCSB
900
DELISTED
PCSB Financial Corporation
PCSB
– –
-3,000
Closed -$60K
34 35
36
37 38

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.