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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXJ icon
876
CALL
VanEck Junior Gold Miners ETF
GDXJ
$8.53B
– –
-171
Closed -$6K
GE icon
877
GE Aerospace
GE
$382B
– –
-2,955
Closed -$131K
GEN icon
878
Gen Digital
GEN
$17.4B
– –
-8,900
Closed -$217K
GEN icon
879
PUT
Gen Digital
GEN
$17.4B
– –
-98
Closed -$2K
GHG
880
GreenTree Hospitality
GHG
$113M
– –
-5,138
Closed -$51K
GILD icon
881
Gilead Sciences
GILD
$168B
– –
-86
Closed -$5K
GLD icon
882
PUT
SPDR Gold Trust
GLD
$143B
– –
-383
Closed -$53K
GME icon
883
GameStop
GME
$8.44B
– –
-22,488
Closed -$31K
GNW icon
884
PUT
Genworth Financial
GNW
$3.7B
– –
-705
Closed -$3K
GSAT icon
885
Globalstar
GSAT
$10.8B
$0 ﹤0.01%
7
– –
GSK icon
886
GSK
GSK
$102B
– –
-8,000
Closed -$426K
HCAT icon
887
Health Catalyst
HCAT
$132M
– –
-200
Closed -$6K
HES
888
DELISTED
Hess
HES
– –
-330
Closed -$19K
HGLB
889
Highland Global Allocation Fund
HGLB
$177M
– –
-8,800
Closed -$90K
HLF icon
890
Herbalife
HLF
$1.23B
– –
-4
Closed –
HRL icon
891
CALL
Hormel Foods
HRL
$13.4B
– –
-100
Closed -$4K
HUYA
892
Huya Inc
HUYA
$556M
– –
-912
Closed -$21K
IBB icon
893
CALL
iShares Biotechnology ETF
IBB
$9.81B
– –
-20
Closed -$1K
IBM icon
894
IBM
IBM
$225B
– –
-2,125
Closed -$295K
IGV icon
895
PUT
iShares Expanded Tech-Software Sector ETF
IGV
$14.9B
– –
-125
Closed -$5K
INDA icon
896
iShares MSCI India ETF
INDA
$6.6B
– –
-13,862
Closed -$465K
INMD icon
897
InMode
INMD
$870M
– –
-500
Closed -$5K
IOR
898
Income Opportunity Realty Investors
IOR
$84.4M
– –
-31
Closed –
IR icon
899
Ingersoll Rand
IR
$33B
– –
-6,478
Closed -$183K
ITB icon
900
PUT
iShares US Home Construction ETF
ITB
$2.4B
– –
-56
Closed -$2K
34 35
36
37 38

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KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.